Audit 317262

FY End
2022-12-31
Total Expended
$3.46M
Findings
34
Programs
2
Year: 2022 Accepted: 2024-08-15

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
481153 2022-001 Material Weakness Yes L
481154 2022-001 Material Weakness Yes L
481155 2022-002 Material Weakness - N
481156 2022-002 Material Weakness - N
481157 2022-003 Material Weakness Yes B
481158 2022-004 Material Weakness Yes B
481159 2022-005 Material Weakness Yes E
481160 2022-005 Material Weakness Yes E
481161 2022-006 Material Weakness Yes E
481162 2022-006 Material Weakness Yes E
481163 2022-007 Material Weakness Yes E
481164 2022-007 Material Weakness Yes E
481165 2022-008 Material Weakness Yes E
481166 2022-008 Material Weakness Yes E
481167 2022-009 Material Weakness - B
481168 2022-010 Material Weakness Yes B
481169 2022-011 Material Weakness Yes B
1057595 2022-001 Material Weakness Yes L
1057596 2022-001 Material Weakness Yes L
1057597 2022-002 Material Weakness - N
1057598 2022-002 Material Weakness - N
1057599 2022-003 Material Weakness Yes B
1057600 2022-004 Material Weakness Yes B
1057601 2022-005 Material Weakness Yes E
1057602 2022-005 Material Weakness Yes E
1057603 2022-006 Material Weakness Yes E
1057604 2022-006 Material Weakness Yes E
1057605 2022-007 Material Weakness Yes E
1057606 2022-007 Material Weakness Yes E
1057607 2022-008 Material Weakness Yes E
1057608 2022-008 Material Weakness Yes E
1057609 2022-009 Material Weakness - B
1057610 2022-010 Material Weakness Yes B
1057611 2022-011 Material Weakness Yes B

Programs

ALN Program Spent Major Findings
14.157 Supportive Housing for the Elderly $2.81M Yes 11
14.195 Section 8 Housing Assistance Payments Program $641,792 Yes 6

Contacts

Name Title Type
HVBCW8BX8XW1 Takisha Artis Auditee
8158069990 Reginald Keith Mannie Auditor
No contacts on file

Notes to SEFA

Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: Trinity Acres Housing Corporation has elected not to use the 10-percent de minimis indirect cost rate allowed under the Uniform Guidance.

Finding Details

As a result of our audit, we proposed twelve (12) audit adjusting entries to correct the books as originally provided to us for audit. Most of these adjustments proposed were material to the financial statements. Adjustments were necessary for basis areas cash, accumulated depreciation, accounts payable, accrued wages payable, accrued payroll taxes, PPP loans, net assets, revenue, and expenses.
As a result of our audit, we proposed twelve (12) audit adjusting entries to correct the books as originally provided to us for audit. Most of these adjustments proposed were material to the financial statements. Adjustments were necessary for basis areas cash, accumulated depreciation, accounts payable, accrued wages payable, accrued payroll taxes, PPP loans, net assets, revenue, and expenses.
The Project did not make the required monthly deposit to the replacement reserve account. Only 10 deposits were made during 2022. The replacement reserve account is unfunded by $22,456.
The Project did not make the required monthly deposit to the replacement reserve account. Only 10 deposits were made during 2022. The replacement reserve account is unfunded by $22,456.
For the procurement of small purchases over $10,000, the Management Agent did not obtain price or rate quotations from an adequate number of qualified sources for the following procurements per the Uniform Guidance:
During our testing of cash disbursements, we noted the following: 1. Timesheet provided does not show hours worked. 2 (two) exceptions were noted 2. No approval on vendor’s invoice. 1 (one) exceptions were noted.
The Enterprise Income Verification (EIV) was not obtained after 90 days from the date of move-in from the following tenants:
The Enterprise Income Verification (EIV) was not obtained after 90 days from the date of move-in from the following tenants:
During our testing of Tenant Move-in, we noted that prorate of tenant rent was not performed for the following:
During our testing of Tenant Move-in, we noted that prorate of tenant rent was not performed for the following:
During our Testing of Move-Outs, the following tenant’s security deposit was not refunded within 30 days after the move-out date:
During our Testing of Move-Outs, the following tenant’s security deposit was not refunded within 30 days after the move-out date:
During our testing of Tenant Eligibility for Thomas, Sondra, Unit# 408, and Move-In Date 7/01/2022, the following noted:1. The citizenship declaration was not obtained. 2. Per Form 50059 Owner’s Certification of Compliance with HUD’s Tenant Eligibility & Rent Procedures, no income verification was performed per Section D Income Information.
During our testing of Tenant Eligibility for Thomas, Sondra, Unit# 408, and Move-In Date 7/01/2022, the following noted:1. The citizenship declaration was not obtained. 2. Per Form 50059 Owner’s Certification of Compliance with HUD’s Tenant Eligibility & Rent Procedures, no income verification was performed per Section D Income Information.
Per examination of insurance coverage, we noted that the Project does not have Workers Compensation and Employer Liability Insurance coverage for its employees for the period 1/01/2022 through 12/31/2022.
The Corporation entered into Paycheck Protection Program Loans (‘PPP”) for $49,775 through Cross River Bank. The PPP Loan has been charged off by the Lender and purchased by the SBA, The Corporation is still liable for the PPP Loan. Due to the PPP loan not being approved by HUD, payment of principal and interest of the PPP cannot be paid with current Project funds. Therefore, a PPP loan is an Unauthorized Acquisition of Liabilities.
In the prior years, the Corporation owes the project $18,561 for overpayment of management fee-$9,626 and other advances-$8,935. Per audit compliance procedures, the Due to Owner was not approved by HUD and is considered a finding.
As a result of our audit, we proposed twelve (12) audit adjusting entries to correct the books as originally provided to us for audit. Most of these adjustments proposed were material to the financial statements. Adjustments were necessary for basis areas cash, accumulated depreciation, accounts payable, accrued wages payable, accrued payroll taxes, PPP loans, net assets, revenue, and expenses.
As a result of our audit, we proposed twelve (12) audit adjusting entries to correct the books as originally provided to us for audit. Most of these adjustments proposed were material to the financial statements. Adjustments were necessary for basis areas cash, accumulated depreciation, accounts payable, accrued wages payable, accrued payroll taxes, PPP loans, net assets, revenue, and expenses.
The Project did not make the required monthly deposit to the replacement reserve account. Only 10 deposits were made during 2022. The replacement reserve account is unfunded by $22,456.
The Project did not make the required monthly deposit to the replacement reserve account. Only 10 deposits were made during 2022. The replacement reserve account is unfunded by $22,456.
For the procurement of small purchases over $10,000, the Management Agent did not obtain price or rate quotations from an adequate number of qualified sources for the following procurements per the Uniform Guidance:
During our testing of cash disbursements, we noted the following: 1. Timesheet provided does not show hours worked. 2 (two) exceptions were noted 2. No approval on vendor’s invoice. 1 (one) exceptions were noted.
The Enterprise Income Verification (EIV) was not obtained after 90 days from the date of move-in from the following tenants:
The Enterprise Income Verification (EIV) was not obtained after 90 days from the date of move-in from the following tenants:
During our testing of Tenant Move-in, we noted that prorate of tenant rent was not performed for the following:
During our testing of Tenant Move-in, we noted that prorate of tenant rent was not performed for the following:
During our Testing of Move-Outs, the following tenant’s security deposit was not refunded within 30 days after the move-out date:
During our Testing of Move-Outs, the following tenant’s security deposit was not refunded within 30 days after the move-out date:
During our testing of Tenant Eligibility for Thomas, Sondra, Unit# 408, and Move-In Date 7/01/2022, the following noted:1. The citizenship declaration was not obtained. 2. Per Form 50059 Owner’s Certification of Compliance with HUD’s Tenant Eligibility & Rent Procedures, no income verification was performed per Section D Income Information.
During our testing of Tenant Eligibility for Thomas, Sondra, Unit# 408, and Move-In Date 7/01/2022, the following noted:1. The citizenship declaration was not obtained. 2. Per Form 50059 Owner’s Certification of Compliance with HUD’s Tenant Eligibility & Rent Procedures, no income verification was performed per Section D Income Information.
Per examination of insurance coverage, we noted that the Project does not have Workers Compensation and Employer Liability Insurance coverage for its employees for the period 1/01/2022 through 12/31/2022.
The Corporation entered into Paycheck Protection Program Loans (‘PPP”) for $49,775 through Cross River Bank. The PPP Loan has been charged off by the Lender and purchased by the SBA, The Corporation is still liable for the PPP Loan. Due to the PPP loan not being approved by HUD, payment of principal and interest of the PPP cannot be paid with current Project funds. Therefore, a PPP loan is an Unauthorized Acquisition of Liabilities.
In the prior years, the Corporation owes the project $18,561 for overpayment of management fee-$9,626 and other advances-$8,935. Per audit compliance procedures, the Due to Owner was not approved by HUD and is considered a finding.