Audit 296403

FY End
2023-06-30
Total Expended
$7.88M
Findings
6
Programs
10
Organization: Hamilton Local School District (OH)
Year: 2023 Accepted: 2024-03-21

Organization Exclusion Status:

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Findings

ID Ref Severity Repeat Requirement
382796 2023-001 Significant Deficiency - B
382797 2023-001 Significant Deficiency - B
382798 2023-001 Significant Deficiency - B
959238 2023-001 Significant Deficiency - B
959239 2023-001 Significant Deficiency - B
959240 2023-001 Significant Deficiency - B

Programs

ALN Program Spent Major Findings
84.425 Education Stabilization Fund $4.26M - 0
10.555 National School Lunch Program $1.20M - 0
84.010 Title I Grants to Local Educational Agencies $876,852 Yes 1
84.027 Special Education_grants to States $763,500 Yes 1
10.553 School Breakfast Program $349,752 - 0
21.027 Coronavirus State and Local Fiscal Recovery Funds $230,073 Yes 0
84.367 Improving Teacher Quality State Grants $122,093 - 0
84.424 Student Support and Academic Enrichment Program $62,207 - 0
84.173 Special Education_preschool Grants $13,670 Yes 1
10.649 Pandemic Ebt Administrative Costs $3,135 - 0

Contacts

Name Title Type
G11ASMP4LY43 Brian Wilson Auditee
6144918044 Leroy Gifford Auditor
No contacts on file

Notes to SEFA

Accounting Policies: NOTE A – BASIS OF PRESENTATION The accompanying Schedule of Expenditures of Federal Awards (the Schedule) includes the federal award activity of Hamilton Local School District (the District) under programs of the federal government for the year ended June 30, 2023. The information on this Schedule is prepared in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of the District, it is not intended to and does not present the financial position, changes in net position, or cash flows of the District. NOTE B – SIGNIFICANT ACCOUNTING POLICIES Expenditures reported on the Schedule are reported on the cash basis of accounting. Such expenditures are recognized following the cost principles contained in Uniform Guidance wherein certain types of expenditures may or may not be allowable or may be limited as to reimbursement. NOTE C – INDIRECT COST RATE The District has elected not to use the 10-percent de minimis indirect cost rate as allowed under the Uniform Guidance. NOTE D – CHILD NUTRITION CLUSTER The District commingles cash receipts from the U.S. Department of Agriculture with similar State grants. When reporting expenditures on this Schedule, the District assumes it expends federal monies first. NOTE E – FOOD DONATION PROGRAM The District reports commodities consumed on the Schedule at the fair value. The District allocated donated food commodi t benefitted from the use of those donated food commodities. De Minimis Rate Used: N Rate Explanation: N/A

Finding Details

Criteria: Federal regulation (2 CFR 200.303(a)) requires that non-federal entities must establish and maintain effective internal controls over the Federal award that provides reasonable assurance that the non-federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. These internal controls should be in compliance with guidance in “Standards for Internal Control in the Federal Government” issued by the Comptroller General of the United States or the “Internal Control Integrated Framework”, issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO). Condition: We performed tests of controls and compliance over allowable costs/cost principles for personnel and nonpayroll expenditures charged during fiscal year 2023. Through testing and risk assessment, it was noted that the District reallocated personnel and nonpayroll expenditures from the General fund to the Title I fund, the IDEA fund, IDEA early education fund. Details of the exact transactions reallocated to be charged to federal funds were not maintained. We performed alternative procedures to establish a population of transactions which were reallocated from the General Fund and found the costs charged were allowable. Cause: The District did not implement policies and procedures to ensure complete and accurate standards for documentation of personnel and nonpayroll expenses. Effect: The result of this is an increased risk of noncompliance related to allowable costs and cost principles. Recommendation: We recommend the District evaluate applicable controls and determine why they could be ineffective in preventing noncompliance.
Criteria: Federal regulation (2 CFR 200.303(a)) requires that non-federal entities must establish and maintain effective internal controls over the Federal award that provides reasonable assurance that the non-federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. These internal controls should be in compliance with guidance in “Standards for Internal Control in the Federal Government” issued by the Comptroller General of the United States or the “Internal Control Integrated Framework”, issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO). Condition: We performed tests of controls and compliance over allowable costs/cost principles for personnel and nonpayroll expenditures charged during fiscal year 2023. Through testing and risk assessment, it was noted that the District reallocated personnel and nonpayroll expenditures from the General fund to the Title I fund, the IDEA fund, IDEA early education fund. Details of the exact transactions reallocated to be charged to federal funds were not maintained. We performed alternative procedures to establish a population of transactions which were reallocated from the General Fund and found the costs charged were allowable. Cause: The District did not implement policies and procedures to ensure complete and accurate standards for documentation of personnel and nonpayroll expenses. Effect: The result of this is an increased risk of noncompliance related to allowable costs and cost principles. Recommendation: We recommend the District evaluate applicable controls and determine why they could be ineffective in preventing noncompliance.
Criteria: Federal regulation (2 CFR 200.303(a)) requires that non-federal entities must establish and maintain effective internal controls over the Federal award that provides reasonable assurance that the non-federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. These internal controls should be in compliance with guidance in “Standards for Internal Control in the Federal Government” issued by the Comptroller General of the United States or the “Internal Control Integrated Framework”, issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO). Condition: We performed tests of controls and compliance over allowable costs/cost principles for personnel and nonpayroll expenditures charged during fiscal year 2023. Through testing and risk assessment, it was noted that the District reallocated personnel and nonpayroll expenditures from the General fund to the Title I fund, the IDEA fund, IDEA early education fund. Details of the exact transactions reallocated to be charged to federal funds were not maintained. We performed alternative procedures to establish a population of transactions which were reallocated from the General Fund and found the costs charged were allowable. Cause: The District did not implement policies and procedures to ensure complete and accurate standards for documentation of personnel and nonpayroll expenses. Effect: The result of this is an increased risk of noncompliance related to allowable costs and cost principles. Recommendation: We recommend the District evaluate applicable controls and determine why they could be ineffective in preventing noncompliance.
Criteria: Federal regulation (2 CFR 200.303(a)) requires that non-federal entities must establish and maintain effective internal controls over the Federal award that provides reasonable assurance that the non-federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. These internal controls should be in compliance with guidance in “Standards for Internal Control in the Federal Government” issued by the Comptroller General of the United States or the “Internal Control Integrated Framework”, issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO). Condition: We performed tests of controls and compliance over allowable costs/cost principles for personnel and nonpayroll expenditures charged during fiscal year 2023. Through testing and risk assessment, it was noted that the District reallocated personnel and nonpayroll expenditures from the General fund to the Title I fund, the IDEA fund, IDEA early education fund. Details of the exact transactions reallocated to be charged to federal funds were not maintained. We performed alternative procedures to establish a population of transactions which were reallocated from the General Fund and found the costs charged were allowable. Cause: The District did not implement policies and procedures to ensure complete and accurate standards for documentation of personnel and nonpayroll expenses. Effect: The result of this is an increased risk of noncompliance related to allowable costs and cost principles. Recommendation: We recommend the District evaluate applicable controls and determine why they could be ineffective in preventing noncompliance.
Criteria: Federal regulation (2 CFR 200.303(a)) requires that non-federal entities must establish and maintain effective internal controls over the Federal award that provides reasonable assurance that the non-federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. These internal controls should be in compliance with guidance in “Standards for Internal Control in the Federal Government” issued by the Comptroller General of the United States or the “Internal Control Integrated Framework”, issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO). Condition: We performed tests of controls and compliance over allowable costs/cost principles for personnel and nonpayroll expenditures charged during fiscal year 2023. Through testing and risk assessment, it was noted that the District reallocated personnel and nonpayroll expenditures from the General fund to the Title I fund, the IDEA fund, IDEA early education fund. Details of the exact transactions reallocated to be charged to federal funds were not maintained. We performed alternative procedures to establish a population of transactions which were reallocated from the General Fund and found the costs charged were allowable. Cause: The District did not implement policies and procedures to ensure complete and accurate standards for documentation of personnel and nonpayroll expenses. Effect: The result of this is an increased risk of noncompliance related to allowable costs and cost principles. Recommendation: We recommend the District evaluate applicable controls and determine why they could be ineffective in preventing noncompliance.
Criteria: Federal regulation (2 CFR 200.303(a)) requires that non-federal entities must establish and maintain effective internal controls over the Federal award that provides reasonable assurance that the non-federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. These internal controls should be in compliance with guidance in “Standards for Internal Control in the Federal Government” issued by the Comptroller General of the United States or the “Internal Control Integrated Framework”, issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO). Condition: We performed tests of controls and compliance over allowable costs/cost principles for personnel and nonpayroll expenditures charged during fiscal year 2023. Through testing and risk assessment, it was noted that the District reallocated personnel and nonpayroll expenditures from the General fund to the Title I fund, the IDEA fund, IDEA early education fund. Details of the exact transactions reallocated to be charged to federal funds were not maintained. We performed alternative procedures to establish a population of transactions which were reallocated from the General Fund and found the costs charged were allowable. Cause: The District did not implement policies and procedures to ensure complete and accurate standards for documentation of personnel and nonpayroll expenses. Effect: The result of this is an increased risk of noncompliance related to allowable costs and cost principles. Recommendation: We recommend the District evaluate applicable controls and determine why they could be ineffective in preventing noncompliance.