Audit 26296

FY End
2022-12-31
Total Expended
$10.49M
Findings
8
Programs
2
Year: 2022 Accepted: 2023-10-01

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
22845 2022-001 - - N
22846 2022-002 - Yes N
22847 2022-001 - - N
22848 2022-002 - Yes N
599287 2022-001 - - N
599288 2022-002 - Yes N
599289 2022-001 - - N
599290 2022-002 - Yes N

Programs

ALN Program Spent Major Findings
14.157 Supportive Housing for the Elderly - Capital Advance $9.72M Yes 2
14.157 Supportive Housing for the Elderly - Prac $774,923 Yes 2

Contacts

Name Title Type
DS6MD4RCG217 Carl Leung Auditee
7182404166 Leonora Galleros Auditor
No contacts on file

Notes to SEFA

Title: HUD CAPITAL ADVANCE PROGRAM Accounting Policies: The accompanying schedule of expenditures of federal awards presents the activity of allfederal awards Melrose Villa Hermosa Home Development Fund Company, Inc. (theProject). The Project is described in the notes to the Projects financial statements. Allfederal awards received directly consolidated from federal or state agencies, as well asfederal awards passed through other government agencies, is included on the Schedule forExpenditures of Federal Awards. Expenditures reported on the Schedule are reported on the accrual basis of accounting.Such expenditures are recognized following the cost principles contained in the UniformGuidance, wherein certain types of expenditures are not allowable or are limited as toreimbursements. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The Project' s total HUD Capital Advance of $9,719,624 is recognized as net assets with donor restrictions as of June 30, 2022 in the Projects statement of financial position. The capital advance was used to finance the construction and development of the Project's buildings. There was no loan activity for 2022. The total advance is included as federal expenditures in the schedule.

Finding Details

Criteria - Owners shall establish and maintain a replacement reserve to aid in funding extraordinary maintenance and repair and replacement of capital items. All disbursements from the reserve must be approved by HUD (24 CFR sections 891.405 and 891.605). Condition - During the year, withdrawals amounting to $204,694 were made from the replacement reserve account for an emergency roof project without prior HUD approval. Cause The managing agent was not provided a copy of the regulatory agreement. The project owner was not aware of the HUD requirement that all withdrawals from the replacement reserve account should be approved and determined as qualified withdrawals by HUD. Effect - Required approval by HUD for replacement reserve withdrawals was not obtained before withdrawal. Questioned cost - None. Context - Withdrawals made from the replacement reserve account during the year without proper HUD approval. Recommendation - We recommend that the Project monitor the disbursements being made in relation to the withdrawal from the replacement reserve account to ensure that the said disbursements are within the HUD guidelines. Also, to ensure compliance with the requirements of 24 CFR sections 891.405 and 891.605, all withdrawals from the replacement reserve account should be reviewed and approved by HUD. View of Responsible Official and Planned Corrective Action - Managing agent subsequently obtained approval from HUD for the questioned replacement reserve withdrawal. All replacement reserve withdrawals will obtain prior approval from HUD.
Criteria - On September 2003, the HUD provided funds to the Project for the construction and initial operation of an apartment building catering to very low-income elderly persons or very low-income persons with disabilities (whichever is applicable). Under the terms of the HUD agreement and as required by the National Housing Act, the Project must submit a Cost Certification to HUD. The cost certification is used by HUD to determine the building?s actual development cost and/or the maximum insurable mortgage. Condition - The Project has not finalized and submitted a final Cost Certification as required by HUD and the National Housing Act and regulations. Cause - The Project submitted an initial Cost Certification to HUD; however, HUD did not accept the Certification because it did not have the required financial statements and was not signed by the certified public accountant who prepared it. The accountant of the accounting firm with whom the Project contracted to complete the Cost Certificate has since left the accounting firm and no known replacement has been identified. Effect - The final Cost Certification enables the mortgagor to establish the actual costs, including contractor?s cost, and the maximum insurable mortgage for final endorsement of the insured mortgage. Recommendation - We recommend that the Project seek the assistance of HUD to identify audit firms that can provide cost certification services so that the Project can finalize and submit the Cost Certification to comply with HUD requirements and the National Housing Act. View of Responsible Official and Planned Corrective Action - HUD has completed the Cost Certification for the property.
Criteria - Owners shall establish and maintain a replacement reserve to aid in funding extraordinary maintenance and repair and replacement of capital items. All disbursements from the reserve must be approved by HUD (24 CFR sections 891.405 and 891.605). Condition - During the year, withdrawals amounting to $204,694 were made from the replacement reserve account for an emergency roof project without prior HUD approval. Cause The managing agent was not provided a copy of the regulatory agreement. The project owner was not aware of the HUD requirement that all withdrawals from the replacement reserve account should be approved and determined as qualified withdrawals by HUD. Effect - Required approval by HUD for replacement reserve withdrawals was not obtained before withdrawal. Questioned cost - None. Context - Withdrawals made from the replacement reserve account during the year without proper HUD approval. Recommendation - We recommend that the Project monitor the disbursements being made in relation to the withdrawal from the replacement reserve account to ensure that the said disbursements are within the HUD guidelines. Also, to ensure compliance with the requirements of 24 CFR sections 891.405 and 891.605, all withdrawals from the replacement reserve account should be reviewed and approved by HUD. View of Responsible Official and Planned Corrective Action - Managing agent subsequently obtained approval from HUD for the questioned replacement reserve withdrawal. All replacement reserve withdrawals will obtain prior approval from HUD.
Criteria - On September 2003, the HUD provided funds to the Project for the construction and initial operation of an apartment building catering to very low-income elderly persons or very low-income persons with disabilities (whichever is applicable). Under the terms of the HUD agreement and as required by the National Housing Act, the Project must submit a Cost Certification to HUD. The cost certification is used by HUD to determine the building?s actual development cost and/or the maximum insurable mortgage. Condition - The Project has not finalized and submitted a final Cost Certification as required by HUD and the National Housing Act and regulations. Cause - The Project submitted an initial Cost Certification to HUD; however, HUD did not accept the Certification because it did not have the required financial statements and was not signed by the certified public accountant who prepared it. The accountant of the accounting firm with whom the Project contracted to complete the Cost Certificate has since left the accounting firm and no known replacement has been identified. Effect - The final Cost Certification enables the mortgagor to establish the actual costs, including contractor?s cost, and the maximum insurable mortgage for final endorsement of the insured mortgage. Recommendation - We recommend that the Project seek the assistance of HUD to identify audit firms that can provide cost certification services so that the Project can finalize and submit the Cost Certification to comply with HUD requirements and the National Housing Act. View of Responsible Official and Planned Corrective Action - HUD has completed the Cost Certification for the property.
Criteria - Owners shall establish and maintain a replacement reserve to aid in funding extraordinary maintenance and repair and replacement of capital items. All disbursements from the reserve must be approved by HUD (24 CFR sections 891.405 and 891.605). Condition - During the year, withdrawals amounting to $204,694 were made from the replacement reserve account for an emergency roof project without prior HUD approval. Cause The managing agent was not provided a copy of the regulatory agreement. The project owner was not aware of the HUD requirement that all withdrawals from the replacement reserve account should be approved and determined as qualified withdrawals by HUD. Effect - Required approval by HUD for replacement reserve withdrawals was not obtained before withdrawal. Questioned cost - None. Context - Withdrawals made from the replacement reserve account during the year without proper HUD approval. Recommendation - We recommend that the Project monitor the disbursements being made in relation to the withdrawal from the replacement reserve account to ensure that the said disbursements are within the HUD guidelines. Also, to ensure compliance with the requirements of 24 CFR sections 891.405 and 891.605, all withdrawals from the replacement reserve account should be reviewed and approved by HUD. View of Responsible Official and Planned Corrective Action - Managing agent subsequently obtained approval from HUD for the questioned replacement reserve withdrawal. All replacement reserve withdrawals will obtain prior approval from HUD.
Criteria - On September 2003, the HUD provided funds to the Project for the construction and initial operation of an apartment building catering to very low-income elderly persons or very low-income persons with disabilities (whichever is applicable). Under the terms of the HUD agreement and as required by the National Housing Act, the Project must submit a Cost Certification to HUD. The cost certification is used by HUD to determine the building?s actual development cost and/or the maximum insurable mortgage. Condition - The Project has not finalized and submitted a final Cost Certification as required by HUD and the National Housing Act and regulations. Cause - The Project submitted an initial Cost Certification to HUD; however, HUD did not accept the Certification because it did not have the required financial statements and was not signed by the certified public accountant who prepared it. The accountant of the accounting firm with whom the Project contracted to complete the Cost Certificate has since left the accounting firm and no known replacement has been identified. Effect - The final Cost Certification enables the mortgagor to establish the actual costs, including contractor?s cost, and the maximum insurable mortgage for final endorsement of the insured mortgage. Recommendation - We recommend that the Project seek the assistance of HUD to identify audit firms that can provide cost certification services so that the Project can finalize and submit the Cost Certification to comply with HUD requirements and the National Housing Act. View of Responsible Official and Planned Corrective Action - HUD has completed the Cost Certification for the property.
Criteria - Owners shall establish and maintain a replacement reserve to aid in funding extraordinary maintenance and repair and replacement of capital items. All disbursements from the reserve must be approved by HUD (24 CFR sections 891.405 and 891.605). Condition - During the year, withdrawals amounting to $204,694 were made from the replacement reserve account for an emergency roof project without prior HUD approval. Cause The managing agent was not provided a copy of the regulatory agreement. The project owner was not aware of the HUD requirement that all withdrawals from the replacement reserve account should be approved and determined as qualified withdrawals by HUD. Effect - Required approval by HUD for replacement reserve withdrawals was not obtained before withdrawal. Questioned cost - None. Context - Withdrawals made from the replacement reserve account during the year without proper HUD approval. Recommendation - We recommend that the Project monitor the disbursements being made in relation to the withdrawal from the replacement reserve account to ensure that the said disbursements are within the HUD guidelines. Also, to ensure compliance with the requirements of 24 CFR sections 891.405 and 891.605, all withdrawals from the replacement reserve account should be reviewed and approved by HUD. View of Responsible Official and Planned Corrective Action - Managing agent subsequently obtained approval from HUD for the questioned replacement reserve withdrawal. All replacement reserve withdrawals will obtain prior approval from HUD.
Criteria - On September 2003, the HUD provided funds to the Project for the construction and initial operation of an apartment building catering to very low-income elderly persons or very low-income persons with disabilities (whichever is applicable). Under the terms of the HUD agreement and as required by the National Housing Act, the Project must submit a Cost Certification to HUD. The cost certification is used by HUD to determine the building?s actual development cost and/or the maximum insurable mortgage. Condition - The Project has not finalized and submitted a final Cost Certification as required by HUD and the National Housing Act and regulations. Cause - The Project submitted an initial Cost Certification to HUD; however, HUD did not accept the Certification because it did not have the required financial statements and was not signed by the certified public accountant who prepared it. The accountant of the accounting firm with whom the Project contracted to complete the Cost Certificate has since left the accounting firm and no known replacement has been identified. Effect - The final Cost Certification enables the mortgagor to establish the actual costs, including contractor?s cost, and the maximum insurable mortgage for final endorsement of the insured mortgage. Recommendation - We recommend that the Project seek the assistance of HUD to identify audit firms that can provide cost certification services so that the Project can finalize and submit the Cost Certification to comply with HUD requirements and the National Housing Act. View of Responsible Official and Planned Corrective Action - HUD has completed the Cost Certification for the property.