| Name | Title | Type |
|---|---|---|
| Sarkis Avedikian | Managing Agent | Auditee |
| Thomas Engman | Partner | Auditee |
| James Sweeney | Managing Agent | Auditee |
| Aaron Alkasov | MANAGING AGENT | Auditee |
| No contacts on file | ||
| Audit | Year | Accepted | Finding | Ref | Severity | Repeat | Requirement |
|---|---|---|---|---|---|---|---|
| 365952 | 2025 | 2025-09-09 | 1152502 | 2025-001 | Material Weakness | Yes | N |
| 365952 | 2025 | 2025-09-09 | 576060 | 2025-001 | Material Weakness | Yes | N |
| 334688 | 2024 | 2024-12-23 | 1093142 | 2024-003 | Material Weakness | - | N |
| 334688 | 2024 | 2024-12-23 | 1093141 | 2024-002 | Material Weakness | - | N |
| 334688 | 2024 | 2024-12-23 | 1093140 | 2024-001 | Material Weakness | - | N |
| 334688 | 2024 | 2024-12-23 | 516700 | 2024-003 | Material Weakness | - | N |
| 334688 | 2024 | 2024-12-23 | 516699 | 2024-002 | Material Weakness | - | N |
| 334688 | 2024 | 2024-12-23 | 516698 | 2024-001 | Material Weakness | - | N |