Finding 994117 (2022-002)

Material Weakness
Requirement
AB
Questioned Costs
-
Year
2022
Accepted
2023-06-28
Audit: 312164
Auditor: Eide Bailly LLP

AI Summary

  • Core Issue: Internal controls for allocating international employee pay were ineffective for four months, leading to potential misallocation of costs.
  • Impacted Requirements: Compliance with CVT's policy on employee timecard approval and payroll allocation was not met, risking unallowable costs.
  • Recommended Follow-Up: Conduct a thorough review of international employee timesheet allocations to ensure proper payroll distribution according to established policies.

Finding Text

2022-002 Department of State ? Bureau of Population, Refugees, and Migration Federal Financial Assistance Listing #19.517, Overseas Refugee Assistance Programs for Africa Agency for International DevelopmentAllowable Activities, Allowable CostsType of Finding: Material Weakness in Internal Control over ComplianceGrant Award Number: Affects all grant awards included under Federal Financial Assistance Listing #19.517 on the Schedule.Criteria: CVT?s internal control structure should be designed to properly follow the allocation of international employees pay to each location served in accordance with the policy established by CVT. This includes documentation of approval of employee timecards.Condition: CVT has an internal control system designed to detect or prevent improper allocation of international employees to locations served in a timely manner in accordance with their established policy, however, the controls did not operate as designed for four months tested.Cause: The controls in place did not operate as designed.Effect: Risk of unallowable costs being submitted for reimbursement.Questioned Costs: None reportedContext/Sampling: A nonstatistical sample of four months out of 12 total months of payroll was selected for testing which accounted for $565,110 of $4,050,524 federal program expenditures. Seventeen instances were identified where the timecards were not signed by the supervisor and 44 instances where the allocation of payroll did not match the timecards for the calculation of the allocation of wages to the program. There were also six identified instances where the payroll allocation support did not match the amounts recorded in the general ledger.Repeat Finding from Prior Year: NoRecommendation: We recommend management complete an extensive review over international employee timesheet allocation to make sure payroll is properly allocated to each location serviced in accordance with the policy established by CVT.Views of Responsible Officials: Management agrees with this finding.

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 417661 2022-001
    Significant Deficiency Repeat
  • 417662 2022-001
    Significant Deficiency Repeat
  • 417663 2022-001
    Significant Deficiency Repeat
  • 417664 2022-001
    Significant Deficiency Repeat
  • 417665 2022-001
    Significant Deficiency Repeat
  • 417666 2022-001
    Significant Deficiency Repeat
  • 417667 2022-001
    Significant Deficiency Repeat
  • 417668 2022-001
    Significant Deficiency Repeat
  • 417669 2022-002
    Material Weakness
  • 417670 2022-002
    Material Weakness
  • 417671 2022-002
    Material Weakness
  • 417672 2022-002
    Material Weakness
  • 417673 2022-002
    Material Weakness
  • 417674 2022-002
    Material Weakness
  • 417675 2022-002
    Material Weakness
  • 417676 2022-002
    Material Weakness
  • 417677 2022-004
    Significant Deficiency
  • 417678 2022-004
    Significant Deficiency
  • 417679 2022-004
    Significant Deficiency
  • 417680 2022-004
    Significant Deficiency
  • 417681 2022-004
    Significant Deficiency
  • 417682 2022-004
    Significant Deficiency
  • 417683 2022-004
    Significant Deficiency
  • 417684 2022-004
    Significant Deficiency
  • 417685 2022-006
    Significant Deficiency
  • 417686 2022-006
    Significant Deficiency
  • 417687 2022-006
    Significant Deficiency
  • 417688 2022-006
    Significant Deficiency
  • 417689 2022-006
    Significant Deficiency
  • 417690 2022-006
    Significant Deficiency
  • 417691 2022-006
    Significant Deficiency
  • 417692 2022-006
    Significant Deficiency
  • 417693 2022-001
    Significant Deficiency Repeat
  • 417694 2022-001
    Significant Deficiency Repeat
  • 417695 2022-001
    Significant Deficiency Repeat
  • 417696 2022-003
    Significant Deficiency
  • 417697 2022-003
    Significant Deficiency
  • 417698 2022-003
    Significant Deficiency
  • 417699 2022-004
    Significant Deficiency
  • 417700 2022-004
    Significant Deficiency
  • 417701 2022-004
    Significant Deficiency
  • 417702 2022-005
    Significant Deficiency
  • 417703 2022-006
    Significant Deficiency
  • 994103 2022-001
    Significant Deficiency Repeat
  • 994104 2022-001
    Significant Deficiency Repeat
  • 994105 2022-001
    Significant Deficiency Repeat
  • 994106 2022-001
    Significant Deficiency Repeat
  • 994107 2022-001
    Significant Deficiency Repeat
  • 994108 2022-001
    Significant Deficiency Repeat
  • 994109 2022-001
    Significant Deficiency Repeat
  • 994110 2022-001
    Significant Deficiency Repeat
  • 994111 2022-002
    Material Weakness
  • 994112 2022-002
    Material Weakness
  • 994113 2022-002
    Material Weakness
  • 994114 2022-002
    Material Weakness
  • 994115 2022-002
    Material Weakness
  • 994116 2022-002
    Material Weakness
  • 994118 2022-002
    Material Weakness
  • 994119 2022-004
    Significant Deficiency
  • 994120 2022-004
    Significant Deficiency
  • 994121 2022-004
    Significant Deficiency
  • 994122 2022-004
    Significant Deficiency
  • 994123 2022-004
    Significant Deficiency
  • 994124 2022-004
    Significant Deficiency
  • 994125 2022-004
    Significant Deficiency
  • 994126 2022-004
    Significant Deficiency
  • 994127 2022-006
    Significant Deficiency
  • 994128 2022-006
    Significant Deficiency
  • 994129 2022-006
    Significant Deficiency
  • 994130 2022-006
    Significant Deficiency
  • 994131 2022-006
    Significant Deficiency
  • 994132 2022-006
    Significant Deficiency
  • 994133 2022-006
    Significant Deficiency
  • 994134 2022-006
    Significant Deficiency
  • 994135 2022-001
    Significant Deficiency Repeat
  • 994136 2022-001
    Significant Deficiency Repeat
  • 994137 2022-001
    Significant Deficiency Repeat
  • 994138 2022-003
    Significant Deficiency
  • 994139 2022-003
    Significant Deficiency
  • 994140 2022-003
    Significant Deficiency
  • 994141 2022-004
    Significant Deficiency
  • 994142 2022-004
    Significant Deficiency
  • 994143 2022-004
    Significant Deficiency
  • 994144 2022-005
    Significant Deficiency
  • 994145 2022-006
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.604 Assistance for Torture Victims $428,936
19.519 Overseas Refugee Assistance Program for Near East and South Asia $268,828
93.958 Block Grants for Community Mental Health Services $137,241
98.001 Usaid Foreign Assistance for Programs Overseas $97,304
16.575 Crime Victim Assistance $63,345
19.345 International Programs to Support Democracy, Human Rights and Labor $28,025
93.671 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $22,605
19.990 International Justice and Accountability Programming $17,636
93.498 Provider Relief Fund $11,000
19.517 Overseas Refugee Assistance Programs for Africa $7,613