Finding 993923 (2022-003)

Material Weakness
Requirement
ABL
Questioned Costs
-
Year
2022
Accepted
2023-03-20

AI Summary

  • Core Issue: The Organization overstated lost revenues in the Provider Relief Fund report due to errors in financial records.
  • Impacted Requirements: Compliance with reporting standards and accurate calculation of allowable costs under federal guidelines.
  • Recommended Follow-Up: Improve controls for preparing financial reports to ensure they are based on complete and accurate data.

Finding Text

2022-003 Provider Relief Fund and American Rescue Plan (ARP) Rural Distribution ? Assistance Listing No. 93.498U.S. Department of Health and Human ServicesCriteria or Specific Requirement ? Activities Allowed or Unallowed and Allowable Costs/Cost Principles (Pub. L. No. 116-136, 134 Stat. 563 and Pub. L. No. 116-139, 134 Stat. 622 and 623) and Reporting (45 CFR 75.342)Condition ? Within the Provider Relief Fund Reporting Portal for Period 1, the Organization reported other Provider Relief Fund (PRF) expenses and lost revenues calculated using option iii. The financial records utilized by management in the preparation of the Period 1 report contained a material error.Questioned Costs ? NoneContext ? The Period 1 PRF report was tested. The Organization calculated lost revenues based on the financial records available during the PRF reporting window; however, during the preparation of the Organization?s Missouri Medicaid cost report for the fiscal year ended May 31, 2021, which was after the PRF reporting window closed, it was determined that those financial records contained a material understatement of patient service revenue.Effect ? Lost revenues attributable to coronavirus, as reported in the Period 1 PRF report, were overstated.Cause ? The process of calculating the Missouri Medicaid cost report settlement is complex. Further, effective July 1, 2020, reimbursement for services to Missouri Medicaid beneficiaries enrolled in managed care changed, allowing the Organization to submit requests for interim payments throughout the year. Errors in these requests led the Organization to being entitled to more reimbursement through the Medicaid cost report than initially expected. Management?s valuation of patient service revenue at the time of preparing the Period 1 PRF report did not consider the errors in interim payment requests or the extent increased costs, which resulted in a material increase to patient service revenue and reduction to lost revenues attributable to coronavirus. This increase did not impact PRF payments used for lost revenues in Period 1.Identification as a repeat finding, if applicable ? Not a repeat finding.ReferenceNumber Finding2022-003 (Continued) Recommendation ? The Organization should strengthen controls surrounding the preparation of financial reports required to be prepared and submitted for federal grants to ensure they are prepared using complete and accurate financial information.Views of responsible officials and planned corrective actions ?

Categories

Allowable Costs / Cost Principles Cash Management Reporting

Other Findings in this Audit

  • 417471 2022-002
    Significant Deficiency Repeat
  • 417472 2022-002
    Significant Deficiency Repeat
  • 417473 2022-002
    Significant Deficiency Repeat
  • 417474 2022-002
    Significant Deficiency Repeat
  • 417475 2022-002
    Significant Deficiency Repeat
  • 417476 2022-002
    Significant Deficiency Repeat
  • 417477 2022-002
    Significant Deficiency Repeat
  • 417478 2022-004
    Significant Deficiency
  • 417479 2022-004
    Significant Deficiency
  • 417480 2022-004
    Significant Deficiency
  • 417481 2022-003
    Material Weakness
  • 993913 2022-002
    Significant Deficiency Repeat
  • 993914 2022-002
    Significant Deficiency Repeat
  • 993915 2022-002
    Significant Deficiency Repeat
  • 993916 2022-002
    Significant Deficiency Repeat
  • 993917 2022-002
    Significant Deficiency Repeat
  • 993918 2022-002
    Significant Deficiency Repeat
  • 993919 2022-002
    Significant Deficiency Repeat
  • 993920 2022-004
    Significant Deficiency
  • 993921 2022-004
    Significant Deficiency
  • 993922 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.527 Affordable Care Act (aca) Grants for New and Expanded Services Under the Health Center Program $3.14M
10.768 Business and Industry Loans $1.72M
93.498 Covid-19 - Provider Relief Fund $1.68M
93.224 Covid-19 - Consolidated Health Centers (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $843,652
93.912 Rural Health Care Services Outreach, Rural Health Network Development and Small Health Care Provider Quality Improvement $215,404
93.332 Cooperative Agreement to Support Navigators in Federally-Facilitated and State Partnership Marketplaces $34,779
93.898 Cancer Prevention and Control Programs for State, Territorial and Tribal Organizations $21,064
93.940 Hiv Prevention Activities_health Department Based $13,561
93.778 Medical Assistance Program $6,267
93.436 Well-Integrated Screening and Evaluation for Women Across the Nation (wisewoman) $3,038
93.224 Consolidated Health Centers (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $1,516