Finding 98117 (2022-003)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-03-07

AI Summary

  • Core Issue: The Organization incorrectly included grant revenue in the Period 3 Lost Revenues calculation, violating internal control requirements.
  • Impacted Requirements: This miscalculation affects compliance with 2 CFR 200.303 and HRSA's guidelines, leading to an understatement of eligible lost revenues.
  • Recommended Follow-Up: Revise the Lost Revenues calculation and submit it to HRSA, ensuring future reports accurately reflect eligible amounts if additional PRF funds are received.

Finding Text

Criteria or specific requirement: According to ? 2 CFR 200.303 Internal controls, the non-Federal entity must establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. According to HRSA's Provider Relief Lost Revenues Guide, grants would be excluded from the Patient Care Lost Revenue calculation. Condition: The Organization included grant revenue recognized within the Provider Relief Fund (PRF) Period 3 Lost Revenues calculation and Period 3 report. The Organization was able to recalculate their Period 3 Lost Revenues utilizing Option 1, 2019 actuals to 2020 actuals, less grant revenues recognized, which resulted in Lost Revenues of $1,329,975. Total PRF Period 3 funds received was $1,000,765. The Organization did not utilize any of the PRF Period 3 funds to reimburse expenditures. Questioned costs: None. Context: The Organization's PRF Period 3 report currently includes grant revenues within the 2019-2022 Actuals tables within the other section. Cause: Management Oversight. Effect: Future Lost Revenues available to be reimbursed by future PRF funds is currently less as shown on the PRF Period 3 report as the PRF Period 3 report includes grant revenues. Repeat Finding: No. Recommendation: We recommend the Organization provide HRSA with their revised Lost Revenues calculation as the current eligible lost revenues reported on the PRF Period 3 report appears to be understated. Views of responsible officials: Management concurs with the finding. Due to the complexity and lack of clarity on PRF reporting, the period 3 lost revenues calculation was understated. The HRSA portal is closed so Mental Health Partners is not able to provide an updated and current lost revenue report for Period 3. However, the Mental Health Partners has not received and does not anticipate receiving any additional PRF funds, so no future impact is expected or additional corrective action needed. Should additional funds be received, the CFO and Controller will adjust future reporting as needed.

Corrective Action Plan

Federal Program Name: ? Provider Relief Fund ? ALN 93.498 Recommendation: Our auditors recommended Organization provide HRSA with their revised Lost Revenues calculation as the current eligible lost revenues reported on the PRF Period 3 report appears to be understated. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Management?s response: Management concurs with the finding. Due to the complexity and lack of clarity on PRF reporting, the period 3 lost revenues calculation was understated. The HRSA portal is closed so Mental Health Partners is not able to provide an updated and current lost revenue report for Period 3. However, the Mental Health Partners has not received and does not anticipate receiving any additional PRF funds, so no future impact is expected or additional corrective action needed. Should additional funds be received, the CFO and Controller will adjust future reporting as needed. Name(s) of the contact person(s) responsible for corrective action: CFO and Controller Planned completion date for corrective action plan: Will implement in fiscal year 2023.

Categories

Internal Control / Segregation of Duties Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 98111 2022-001
    Significant Deficiency Repeat
  • 98112 2022-002
    Significant Deficiency
  • 98113 2022-004
    Significant Deficiency Repeat
  • 98114 2022-001
    Significant Deficiency Repeat
  • 98115 2022-002
    Significant Deficiency
  • 98116 2022-004
    Significant Deficiency Repeat
  • 98118 2022-001
    Significant Deficiency Repeat
  • 98119 2022-001
    Significant Deficiency Repeat
  • 98120 2022-001
    Significant Deficiency Repeat
  • 98121 2022-001
    Significant Deficiency Repeat
  • 98122 2022-002
    Significant Deficiency
  • 98123 2022-004
    Significant Deficiency Repeat
  • 674553 2022-001
    Significant Deficiency Repeat
  • 674554 2022-002
    Significant Deficiency
  • 674555 2022-004
    Significant Deficiency Repeat
  • 674556 2022-001
    Significant Deficiency Repeat
  • 674557 2022-002
    Significant Deficiency
  • 674558 2022-004
    Significant Deficiency Repeat
  • 674559 2022-003
    Significant Deficiency
  • 674560 2022-001
    Significant Deficiency Repeat
  • 674561 2022-001
    Significant Deficiency Repeat
  • 674562 2022-001
    Significant Deficiency Repeat
  • 674563 2022-001
    Significant Deficiency Repeat
  • 674564 2022-002
    Significant Deficiency
  • 674565 2022-004
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
93.959 Block Grants for Prevention and Treatment of Substance Abuse $1.02M
93.498 Covid-19: Provider Relief Fund - Period 3 $1.00M
93.958 Covid-19: Block Grants for Community Mental Health Services - Covid-19 Response & Relief Supplemental Act, 2021 $921,885
93.982 Mental Health Disaster Assistance and Emergency Mental Health $305,706
93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance $227,756
21.027 Coronavirus State and Local Fiscal Recovery Funds $226,427
93.575 Child Care and Development Block Grant Cluster $201,769
14.267 Continuum of Care Program $181,344
93.829 Section 223 Demonstration Programs to Improve Community Mental Health Services $166,388
93.592 Family Violence Prevention and Services/discretionary $91,682
93.958 Block Grants for Community Mental Health Services $88,563
16.575 Crime Victim Assistance $84,359
97.032 Crisis Counseling $49,164
93.665 Covid-19: Emergency Grants to Address Mental and Substance Use Disorders During Covid-19 $25,100
93.150 Project for Assistance in Transition From Homelessness (path) $22,940
93.645 Stephanie Tubbs Jones Child Welfare Services Program $10,013
16.812 Second Chance Act Reentry Initiative $9,748
93.069 Public Health Emergency Preparedness $7,500
93.788 Opioid Str $336