Finding 979596 (2023-005)

Significant Deficiency Repeat Finding
Requirement
ABGHILM
Questioned Costs
-
Year
2023
Accepted
2024-06-27

AI Summary

  • Core Issue: The City failed to evaluate and document suspension and debarment for all vendor selections under the CSLRF program.
  • Impacted Requirements: This oversight violates CFR 200.214, which mandates evaluation for non-payroll expenditures under the revenue replacement method.
  • Recommended Follow-Up: Implement a formal control policy to ensure suspension and debarment evaluations are conducted and documented for all relevant expenditures.

Finding Text

Criteria - According to the Coronavirus State and Local Recover Funds (CSLRF) Final Rule, Suspension and Debarment is covered under CFR 200.214 in Subpart C, which is fully applicable under the revenue replacement method. As such, suspension and debarment should be evaluated and documented for all non-payroll expenditures under the program. Condition - During our testing, it was noted that 6 of 6 of the vendor selections tested for this program did not have suspension and debarment evaluated or documented prior to the purchase. In addition, there was no formal control policy for the City to evaluate and document suspension and debarment for expenditures in this program. Cause - The City was unaware of this requirement applied to CSLRF funding under the revenue replacement method and, due to the timing of the previous audit, did not correct this issue for fiscal year 2023. Effect - By not evaluating suspension and debarment for the expenditures of this program, expenditures could be made that do not comply with the program requirements for suspension and debarment. Recommendation - We recommend that suspension and debarment be evaluated and documented for all expenditures made for this program and that a formal control policy for suspension and debarment be considered for such purchases.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 403154 2023-005
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
20.205 Highway Planning and Construction $1.45M
21.027 Coronavirus State and Local Fiscal Recovery Funds $816,279
97.039 Hazard Mitigation Grant $119,411
16.738 Edward Byrne Memorial Justice Assistance Grant Program $44,246