Finding 979467 (2023-002)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-06-26

AI Summary

  • Core Issue: Word of Life failed to meet updated GLBA requirements, particularly in multi-factor authentication and vendor management.
  • Impacted Requirements: Compliance with 16 CFR 314.3 and 16 CFR 314.4 is lacking, risking exposure of personally identifiable information (PII).
  • Recommended Follow-Up: Allocate necessary resources to ensure full compliance with GLBA and provide an annual report to the board.

Finding Text

Gramm-Leach-Bliley Act (GLBA) Compliance Significant Deficiency DEPARTMENT OF EDUCATION ALN #: 84.268, 84.063, 84.007, and 84.033 - Student Financial Assistance Cluster Federal Award Identification #: 2023-2024 Financial Aid Year Condition: Word of Life did not sufficiently comply with the updated requirements of GLBA. Criteria: 16 CFR 314.3, 16 CFR 314.4 Questioned Costs: $0 Context: Word of Life has not fully implemented multi-factor authentication on systems containing personally identifiable information (PII) or sufficient vendor management policies and reviews. Additionally, Word of Life has not provided a written, annual report to the board. Cause: Word of Life has not allocated sufficient resources to address and document compliance with the requirements of GLBA. Effect: Word of Life has not adequately addressed the requirements of GLBA, which may lead to unintended exposure of student information to security risks. Identification as repeat finding, if applicable: Not applicable. Recommendation: We recommend Word of Life allocate sufficient resources to address all requirements of GLBA. Views of Responsible Officials and Planned Corrective Action: Management agrees with the finding. See corrective action plan.

Categories

Significant Deficiency

Other Findings in this Audit

  • 403021 2023-001
    Material Weakness
  • 403022 2023-001
    Material Weakness
  • 403023 2023-001
    Material Weakness
  • 403024 2023-002
    Significant Deficiency
  • 403025 2023-002
    Significant Deficiency
  • 403026 2023-002
    Significant Deficiency
  • 403027 2023-002
    Significant Deficiency
  • 979463 2023-001
    Material Weakness
  • 979464 2023-001
    Material Weakness
  • 979465 2023-001
    Material Weakness
  • 979466 2023-002
    Significant Deficiency
  • 979468 2023-002
    Significant Deficiency
  • 979469 2023-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $1.35M
84.063 Federal Pell Grant Program $1.16M
84.033 Federal Work-Study Program $23,002
84.007 Federal Supplemental Educational Opportunity Grants $19,444