Finding 978197 (2023-001)

Significant Deficiency
Requirement
M
Questioned Costs
-
Year
2023
Accepted
2024-06-24
Audit: 309681
Organization: The Moss Group, Inc. (DC)
Auditor: Uhy LLP

AI Summary

  • Core Issue: The Company failed to include required federal award information in subrecipient agreements, violating 2 CFR 200.332.
  • Impacted Requirements: Noncompliance with subrecipient monitoring requirements affects 6 out of 9 agreements reviewed.
  • Recommended Follow-Up: Ensure all subrecipient agreements include necessary details as per 2 CFR 200.332 and implement measures to prevent future lapses.

Finding Text

Criteria or specific requirement: The Code of Federal Regulations, 2 CFR 200.332, states that nonfederal entities passing federal awards through to other entities are required to ensure that subawards to subrecipients include required federal award identification and detail of all compliance and other requirements for the federal award. Condition: During our testing we noted that the Company did not include the federally required elements of the award in the subrecipient agreement. Context: For 6 of the 9 subrecipients selected, the Company did not include in their agreements the required federal award information as outlined by 2 CFR 200.332. Cause: Management was made aware of requirements during the award period and created addendums for agreements with subrecipients. For 6 of the 9 subrecipients selected, addendums with the conditions of the award were not created at the time of our review, and the required information was not provided to subrecipients. Effect: The Company is not in compliance with subrecipient monitoring requirements as outlined by 2 CFR 200.332. Recommendation: We recommend the Company to include all guidance under 2 CFR 200.332 in the agreements entered with subrecipients. Views of responsible officials: There is no disagreement with the audit finding. The company has investigated why the information was not provided, and found the cause was an isolated incident, and the error of a former employee who has since been removed from the company. Measures have been put in place to ensure future compliance.

Categories

Subrecipient Monitoring

Other Findings in this Audit

  • 401755 2023-001
    Significant Deficiency
  • 401756 2023-002
    Significant Deficiency
  • 401757 2023-003
    Significant Deficiency
  • 978198 2023-002
    Significant Deficiency
  • 978199 2023-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
16.601 Corrections_training and Staff Development $60,607
16.812 Second Chance Act Reentry Initiative $32,720
16.602 Corrections_research and Evaluation and Policy Formulation $23,300