Finding 977799 (2023-005)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2023
Accepted
2024-06-21
Audit: 309459
Organization: Leelanau County, Michigan (MI)

AI Summary

  • Core Issue: The County failed to check if vendors receiving over $25,000 in federal funds were suspended or debarred.
  • Impacted Requirements: Federal guidelines mandate verification of vendor status to prevent payments to ineligible parties.
  • Recommended Follow-Up: Implement a process to ensure all vendors over $25,000 are verified against suspension and debarment lists.

Finding Text

2023-005 – Procurement, Suspension and Debarment Finding Type. Immaterial Noncompliance/Significant Deficiency in Internal Control over Compliance (Procurement, Suspension and Debarment). Program. Coronavirus State and Local Fiscal Recovery Funds; U.S. Department of Treasury; ALN 21.027. Criteria. A recipient of federal awards is required to determine that vendors being paid with federal funds are not suspended or debarred from doing business with the County. Such procedures are required whenever the amount disbursed to a single vendor in a given year is expected to be at least $25,000. Condition. The County did not verify that any of their vendors over $25,000 were not suspended or debarred from doing business with the County. Cause. This condition was caused by management oversight in knowing the federal compliance requirements of the grant. Effect. As a result of this condition, the County was exposed to the risk that disbursements of federal awards would be made to vendors suspended or debarred by the federal government. Questioned Costs. No costs have been questioned as a result of this finding, inasmuch as no suspended or debarred transactions were noted. Recommendation. We recommend that the County verify that all of their vendors over $25,000 spent with federal funds were not suspended or debarred. View of Responsible Officials. Management agrees with the finding and has prepared a corrective action plan.

Categories

Procurement, Suspension & Debarment Internal Control / Segregation of Duties

Other Findings in this Audit

  • 401356 2023-004
    Significant Deficiency
  • 401357 2023-005
    Significant Deficiency
  • 977798 2023-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $1.26M
97.056 Port Security Grant Program $409,266
15.226 Payments in Lieu of Taxes $127,343
93.563 Child Support Enforcement $60,358
66.818 Brownfields Assessment and Cleanup Cooperative Agreements $54,164
21.032 Local Assistance and Tribal Consitency Fund $50,000
97.012 Boating Safety Financial Assistance $40,100
93.959 Block Grants for Prevention and Treatment of Substance Abuse $19,000
97.042 Emergency Management Performance Grants $12,999
20.703 Interagency Hazardous Materials Public Sector Training and Planning Grants $1,500
16.607 Bulletproof Vest Partnership Program $1,250
97.067 Homeland Security Grant Program $1,215