Finding 977710 (2023-001)

Material Weakness
Requirement
B
Questioned Costs
$1
Year
2023
Accepted
2024-06-19
Audit: 309279
Organization: Shirley School District (AR)

AI Summary

  • Core Issue: The District purchased equipment costing $30,967 without required prior written approval, violating federal guidelines.
  • Impacted Requirements: Purchases over $5,000 must have approval from the Arkansas Division of Elementary and Secondary Education as per OMB regulations.
  • Recommended Follow-Up: The District should seek guidance from the Arkansas DESE and strengthen internal controls over expenditures to prevent future issues.

Finding Text

U.S. DEPARTMENT OF EDUCATION PASSED THROUGH ARKANSAS DEPARTMENT OF EDUCATION COVID-19 ELEMENTARY AND SECONDARY SCHOOL EMERGENCY RELIEF FUND - AL NUMBER 84.425D PASS THROUGH NUMBER 7104 AUDIT PERIOD - YEAR ENDED JUNE 30, 2023 2023-001. Allowable Costs/Cost Principles Criteria or specific requirement: Purchases of equipment and other capital expenditures require the written approval of the Federal awarding agency or pass-through entity, as specified in Office of Management and Budget (OMB) 2 CFR section 200.439. Condition: In our test of expenditures from the COVID-19 Education Stabilization Fund, we identified an equipment purchase with a unit cost greater than the $5,000 threshold for which the District did not obtain prior written approval from the Arkansas Division of Elementary and Secondary Education (DESE). The equipment had a cost of $30,967. Cause: Lack of internal controls and management oversight over program expenditures. Effect or potential effect: Unallowable costs of $30,967 were paid from the COVID-19 Education Stabilization Fund. Questioned costs: The amount of questioned costs was $30,967. Context: As a result of an examination of 4 checks (totaling $139,550) from a population of 23 checks (totaling $268,217). Our sample was statistically valid. Identification as a repeat finding: No Recommendation: The District should contact the Arkansas Division of Elementary and Secondary Education for guidance regarding this matter and implement proper controls over program expenditures. Views of responsible officials: The timeline for prior approval and ordering of the piece of equipment referenced above happened prior to the new administration coming into the District. However, as Superintendent of the District, I should have double checked to ensure that the correct protocol was followed. Since being in this role, every item the District has purchased using the COVID-19 Education Stabilization Fund has documented prior approval and will continue to do so until the end of these funds.

Categories

Questioned Costs Allowable Costs / Cost Principles Internal Control / Segregation of Duties

Other Findings in this Audit

  • 401268 2023-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.425 Covid-19 - Education Stabilization Fund $514,080
84.010 Title I Grants to Local Educational Agencies $220,208
93.870 Maternal, Infant and Early Childhood Home Visiting Grant $159,048
10.553 School Breakfast Program $56,610
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $39,273
66.040 State Clean Diesel Grant Program $25,000
10.555 National School Lunch Program $16,845
84.424 Student Support and Academic Enrichment Program $10,975
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $10,000
84.027 Special Education_grants to States $8,384
84.173 Special Education_preschool Grants $7,188
10.582 Fresh Fruit and Vegetable Program $5,601