Finding 977527 (2022-005)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
$1
Year
2022
Accepted
2024-06-18
Audit: 309100
Organization: Promise Healthcare Nfp (IL)

AI Summary

  • Core Issue: The organization failed to verify that vendors were not suspended or debarred before entering contracts, risking federal compliance.
  • Impacted Requirements: This finding violates § 200.214 regarding suspension and debarment, which restricts contracts with ineligible parties.
  • Recommended Follow-Up: Implement a process to verify vendor eligibility before contracts are signed or establish an approved vendor list.

Finding Text

Federal agency: U.S. Department of Health and Human Services Federal program title: Health Centers Cluster Assistance Listing Number: 93.224/93.527 Pass-Through Agency: n/a Pass-Through Number(s): n/a Award Period: 6/1/21-5/31/22 & 6/1/22-5/31/23 Type of Finding: Material Noncompliance and Material Weakness in Internal Control over Compliance Criteria or specific requirement: § 200.214 Suspension and debarment. Non-Federal entities are subject to the non-procurement debarment and suspension regulations implementing Executive Orders 12549 and 12689, 2 CFR part 180. The regulations in 2 CFR part 180 restrict awards, subawards, and contracts with certain parties that are debarred, suspended, or otherwise excluded from or ineligible for participation in Federal assistance programs or activities. Condition: The Organization could not provide documentation that vendors were verified as not being suspended or debarred prior to entering into the transaction. Questioned costs: $133,105 Context: Two of two vendors selected for testing suspension and debarment, did not have documentation showing that suspension and debarment had been checked prior to entering into a contract. Cause: Management turnover Effect: The Organization could enter into transactions using federal dollars with vendors that are suspended or debarred. Repeat Finding: The finding is a repeat of a finding in the immediately prior year. Prior year finding number was 2021-006. Recommendation: We recommend that the Organization verify that vendors are not suspended or debarred prior to signing contracts or create an approved vendor list. Views of responsible officials: There is no disagreement with the audit finding.

Categories

Questioned Costs Procurement, Suspension & Debarment

Other Findings in this Audit

  • 401076 2022-003
    Significant Deficiency Repeat
  • 401077 2022-003
    Significant Deficiency Repeat
  • 401078 2022-003
    Significant Deficiency Repeat
  • 401079 2022-004
    Material Weakness Repeat
  • 401080 2022-004
    Material Weakness Repeat
  • 401081 2022-004
    Material Weakness Repeat
  • 401082 2022-006
    Significant Deficiency Repeat
  • 401083 2022-006
    Significant Deficiency Repeat
  • 401084 2022-006
    Significant Deficiency Repeat
  • 401085 2022-005
    Material Weakness Repeat
  • 401086 2022-005
    Material Weakness Repeat
  • 401087 2022-005
    Material Weakness Repeat
  • 977518 2022-003
    Significant Deficiency Repeat
  • 977519 2022-003
    Significant Deficiency Repeat
  • 977520 2022-003
    Significant Deficiency Repeat
  • 977521 2022-004
    Material Weakness Repeat
  • 977522 2022-004
    Material Weakness Repeat
  • 977523 2022-004
    Material Weakness Repeat
  • 977524 2022-006
    Significant Deficiency Repeat
  • 977525 2022-006
    Significant Deficiency Repeat
  • 977526 2022-006
    Significant Deficiency Repeat
  • 977528 2022-005
    Material Weakness Repeat
  • 977529 2022-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.224 Consolidated Health Centers (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $1.94M
93.526 Affordable Care Act (aca) Grants for Capital Development in Health Centers $158,002
93.994 Maternal and Child Health Services Block Grant to the States $110,358
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $89,452
93.527 Affordable Care Act (aca) Grants for New and Expanded Services Under the Health Center Program $75,110
93.332 Cooperative Agreement to Support Navigators in Federally-Facilitated and State Partnership Marketplaces $56,929
93.268 Immunization Cooperative Agreements $55,681
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $33,008
93.498 Provider Relief Fund $20,617
93.461 Covid-19 Testing for the Uninsured $10,782