Finding 976760 (2023-002)

Material Weakness
Requirement
I
Questioned Costs
-
Year
2023
Accepted
2024-06-07

AI Summary

  • Core Issue: There is a material weakness in internal controls as none of the five tested subawards had required suspension and debarment checks.
  • Impacted Requirements: This finding violates § 200.214, which mandates checks to ensure compliance with debarment and suspension regulations.
  • Recommended Follow-Up: Implement clear policies and procedures for conducting suspension and debarment checks on all subrecipients to prevent future compliance issues.

Finding Text

Type of Finding: Material Weakness in Internal Control over Compliance and Significant Deficiency over Compliance Condition: None of the five samples selected for testing had appropriate suspension and debarment checks prior to entering into the subawards. Criteria or specific requirement: § 200.214 Suspension and debarment. Non-Federal entities are subject to the non-procurement debarment and suspension regulations implementing Executive Orders 12549 and 12689, 2 CFR part 180. The regulations in 2 CFR part 180 restrict awards, subawards, and contracts with certain parties that are debarred, suspended, or otherwise excluded from or ineligible for participation in Federal assistance programs or activities. Effect: Without proper controls the Organization could enter award subrecipients with entities that are suspended or debarred. Cause: The Organization was unaware of the requirement to perform suspension and debarment checks on subrecipients. Recommendation: The Organization should Implement policies and procedures for performing suspension and debarment checks for all covered transactions, including subrecipients. Repeat Finding?: No Questioned Costs: None

Categories

Procurement, Suspension & Debarment Subrecipient Monitoring

Other Findings in this Audit

  • 400318 2023-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.215K Innovative Approaches to Literacy; Promise Neighborhoods; Full-Service Community Schools; and Congressionally Direct Spending for Elementary and Secondary Education Community Projects $900,000