Finding 975070 (2023-002)

Material Weakness
Requirement
B
Questioned Costs
-
Year
2023
Accepted
2024-05-29

AI Summary

  • Core Issue: The School lacks proper documentation for the review and approval of payroll transactions charged to the Education Stabilization Fund grant.
  • Impacted Requirements: This finding violates compliance requirements under 2 CFR 200.303 and 2 CFR Part 200.403(f) regarding Allowable Costs/Cost Principles.
  • Recommended Follow-Up: The School should implement a system to document and approve payroll expenditures to ensure compliance and prevent unallowable costs.

Finding Text

2023-002 – Allowable Costs/Cost Principles Federal Agency: U.S. Department of Education Federal Program Name: Education Stabilization Fund Assistance Listing Number: 84.425 Federal Award Identification Number and Year: S425D200045, 2023 Pass-Through Agency: Minnesota Department of Education Pass-Through Numbers: S425D200045 Award Period: July 1, 2022 – September 30, 2023 Type of Finding: Material Weakness in Internal Control Over Compliance and Other Matters Criteria or Specific Requirement: Per 2 CFR 200.303 and 2 CFR Part 200.403(f), the School should have controls in place to ensure compliance with Allowable Costs/Cost Principles requirements. Condition: During our testing of a sample of payroll transactions charged to the grant we noted there was no documentation of the review and approval for payroll transactions that were coded to the program and the time and effort documentation for it. Context: It was identified that while the school has some supporting documentation for amounts by employee coded to the grant, there was no further documentation with additional information of the review and approval for how those amounts were allocated to the grant. Questioned Costs: Unknown Cause: The School was unable to locate any specific documentation of reviews and approvals for the expenses charged to the program. Effect: The School could charge an unallowable cost to the grant. Repeat Finding: This is not a repeat finding. Recommendation: CLA recommends the School ensures it documents the underlying support for how allowable payroll expenditures were charged to the program along with approval of that determination. Views of Responsible Officials: There is no disagreement with the audit finding.

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 398628 2023-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $664,474
10.559 Summer Food Service Program for Children $487,041
84.010 Title I Grants to Local Educational Agencies $250,052
84.027 Special Education_grants to States $28,002
21.027 Coronavirus State and Local Fiscal Recovery Funds $27,339
10.649 Pandemic Ebt Administrative Costs $628