Finding 972918 (2022-003)

Significant Deficiency
Requirement
B
Questioned Costs
-
Year
2022
Accepted
2024-05-13

AI Summary

  • Core Issue: Inadequate internal controls led to a 5% error rate in disbursements due to missing backup and approvals.
  • Impacted Requirements: The disbursement system failed to ensure proper approvals and support for all expenditures.
  • Recommended Follow-Up: Strengthen internal controls and training to reduce turnover and ensure compliance with approval processes.

Finding Text

Criteria: In order to maintain the proper internal controls regarding the processing of invoices, the disbursements system should require proper approvals and support for disbursements. Condition: The Organization had expenditures with no backup to support the disbursement. This resulted in a 5% error rate. Also, the Organization had several disbursements that had backup support; however, there was no approval of the disbursement. Cause: Accounting staff turnover at the Organization. Effect: The lack of proper controls increases the risk of error, fraud, misappropriation of assets and inaccurate financial reporting. Questioned Cost: None

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 396474 2022-001
    Significant Deficiency
  • 396475 2022-002
    Significant Deficiency Repeat
  • 396476 2022-003
    Significant Deficiency
  • 396477 2022-004
    Significant Deficiency
  • 396478 2022-005
    Significant Deficiency Repeat
  • 972916 2022-001
    Significant Deficiency
  • 972917 2022-002
    Significant Deficiency Repeat
  • 972919 2022-004
    Significant Deficiency
  • 972920 2022-005
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
93.224 Consolidated Health Centers (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $1.48M
93.527 Affordable Care Act (aca) Grants for New and Expanded Services Under the Health Center Program $681,332