Finding 972915 (2023-001)

Material Weakness
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-05-12
Audit: 306046
Auditor: Forvis LLP

AI Summary

  • Core Issue: Subawards of $30,000 or more were not reported to the FSRS as required by federal law.
  • Impacted Requirements: Compliance with the Federal Funding Accountability and Transparency Act and 2 CFR Part 170 reporting obligations.
  • Recommended Follow-Up: Financial Services Volunteer Corps, Inc. should establish controls to monitor and ensure proper reporting of subawards.

Finding Text

Program: USAID Foreign Assistance for Programs Overseas Assistance Listing Number: 98.001 Federal Agency: U.S. Agency for International Development Award Identification: 72068519CA00004 Year 2023 Criteria: Reporting – Under the requirements of the Federal Funding Accountability and Transparency Act (Pub. L. No. 109‐282), as amended by Section 6202 of Pub. L. No. 110 252, that are codified in 2 CFR Part 170, recipients (i.e., direct recipients) of grants or cooperative agreements are required to report first‐tier subawards of $30,000 or more to the Federal Funding Accountability and Transparency Act Subaward Reporting System (FSRS). This reporting (per 2 CFR Part 170, Appendix A, Section 1, paragraph 2.I.ii.) must be made no later than the end of the month following the month in which the obligation or modification was made to http://www.fsrs.gov. Condition: During the course of our audit procedures performed on reporting requirements, it was noted that subawards meeting the $30,000 threshold were not reported to FSRS as required. Questioned costs: None Context: We requested supporting documentation for five out of five subawards greater than $30,000 to support proper reporting to FSRS, but it was noted that no support could be provided as the reporting did not occur. Effect: Awards to subrecipients were not reported as required. Cause: The financial reporting team was not aware of the reporting requirement. Repeat finding: This is not a repeat finding. Recommendation: We recommend that Financial Services Volunteer Corps, Inc. implement controls and procedures to monitor its subawards and ensure that awards meeting the $30,000 threshold are identified and reported as required.

Categories

Subrecipient Monitoring Reporting

Other Findings in this Audit

  • 396473 2023-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
98.001 Usaid Foreign Assistance for Programs Overseas $5.37M
19.345 International Programs to Support Democracy, Human Rights and Labor $1.38M
19.600 Bureau of Near Eastern Affairs $1.16M
19.322 Economic Statecraft $1.09M
19.703 Criminal Justice Systems $708,585
19.900 Aeeca/esf Pd Programs $512,587
19.701 Global Counterterrorism Programs $475,739
19.901 Export Control and Related Border Security $260,712
19.750 Bureau of Western Hemisphere Affairs (wha) Grant Programs (including Energy and Climate Partnership for the Americas) $190,344
19.662 Fiscal Transparency Innovation Fund (a) $30,477