Finding 972684 (2021-005)

Significant Deficiency
Requirement
AB
Questioned Costs
$1
Year
2021
Accepted
2024-05-09
Audit: 305892
Auditor: Eide Bailly LLP

AI Summary

  • Core Issue: The program overcharged the grant by reporting more hours than were actually worked, leading to questioned costs of $74.
  • Impacted Requirements: Compliance with 2 CFR 200.403(a) regarding allowable costs and accurate reporting of payroll expenses.
  • Recommended Follow-Up: Strengthen policies to ensure payroll charges reflect actual hours worked, based on employee timesheets.

Finding Text

Finding 2021-005 Program: Office for Coastal Management Federal Financial Assistance Listing: 11.473 Federal Grantor: U.S. Department of Commerce Passed-through: National Fish and Wildlife Foundation Award No. and Year: 0318.19.070225 (2020) Compliance Requirements: Activities Allowed or Unallowed and Allowable Costs/Cost Principles Type of Finding: Significant Deficiency Criteria: 2 CFR 200.403(a) - Except where otherwise authorized by statute, costs must meet the following general criteria in order to be allowable under Federal awards: Be necessary and reasonable for the performance of the Federal award and be allocable thereto under these principles. Condition: For one payroll sample that was selected, the amount of time charged to the grant was greater than the amount of time work was performed. As such, the program was overcharged. Questioned Costs: Questioned costs were identified as a result of our procedures in the amount of $74. Context/Sampling: A nonstatistical sample of 17 out of 82 total payroll costs ($25,275 of $35,106) were selected for testing for the Office for Coastal Management program. The condition noted above was identified during our procedures over the CFSC’s allowable costs provisions. EB expanded the sample to 22 ($26,792) and no further questioned costs were identified. Repeat Finding from Prior Year: No Effect: CFSC did not identify the error to be able to make the appropriate corrections before receiving reimbursement for incorrect payroll related expenditures. Cause: CFSC did not consistently ensure that the hours worked by each employee related to the federal program were accurate applying the cost to the grant. Recommendation: We recommend that CFSC strengthen its current policies and procedures to ensure that all payroll amounts applied to the grant were for actual hours worked based on employee timesheets. Views of Responsible Officials and Planned Corrective Actions: See Separate Corrective Action Plan.

Categories

Questioned Costs Allowable Costs / Cost Principles

Other Findings in this Audit

  • 396242 2021-005
    Significant Deficiency
  • 396243 2021-006
    Material Weakness
  • 396244 2021-007
    Material Weakness
  • 396245 2021-008
    Material Weakness
  • 396246 2021-009
    Material Weakness Repeat
  • 396247 2021-010
    Material Weakness Repeat
  • 972685 2021-006
    Material Weakness
  • 972686 2021-007
    Material Weakness
  • 972687 2021-008
    Material Weakness
  • 972688 2021-009
    Material Weakness Repeat
  • 972689 2021-010
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
11.473 Office for Coastal Management $936,822
10.664 Cooperative Forestry Assistance $30,709
15.228 Blm Fuels Management and Community Fire Assistance Program Activities $22,109