Finding 972418 (2023-002)

Material Weakness
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-05-06

AI Summary

  • Core Issue: Florence Crittenton reported the same payroll costs for both the CCDBG Innovation grant and two stabilization grants, violating contract terms.
  • Impacted Requirements: The CCDBG contract prohibits seeking reimbursement for costs covered by other programs, leading to potential non-compliance.
  • Recommended Follow-Up: Improve tracking of federal program funds to avoid duplicate reporting and ensure compliance with grant requirements.

Finding Text

U.S. Department of Public Health and Human Services Child Care and Development Block Grant (CCDBG) ALN: 93.575 Criteria: In the CCDBG Innovation grant contract it states: The Contractor [Florence Crittenton] may not seek compensation from monies payable through this contract for the cost of goods and services that may be or are reimbursed, in whole or in part, from other programs and sources. Condition: The auditee reported the same payroll costs in this grant as well as in two stabilization grants. Context: The stabilization grants outline that Florence Crittenton will maintain records and submit quarterly expense reports detailing how funds are allocated (used and/or spent). Employee bonuses were counted as eligible costs for reimbursement in the innovation CCDBG grant totaling $3,700. Additionally, the innovation grant allows for a 5 percent indirect cost counted against direct costs for the month. Therefore, another $185 was counted as eligible based on the bonus amount. One employee’s salaries were counted as eligible costs in the innovation grant, totaling $9,529. The bonus and salary costs were also included in the quarterly expense reports for the stabilization grants. Effect: Non-compliance with the innovation Child Care and Development Block Grant contract. Questioned Costs: No questioned costs were identified. Cause: Florence Crittenton reported employee bonuses and a portion of employee salaries as eligible costs for two separate contracts. Recommendation: We recommend the organization improve on tracking which federal program funds pay for costs of the organization, in order to prevent duplicate reporting from occurring in the future. Organization Response: FCFS disagrees with the inclusion of this finding. In both the Condition and the Effect of this finding, the Stabilization block grant is referenced as support for the finding. However, per the auditor’s expertise, this grant should not be listed as federal funds and should not be used as supporting documentation for a finding on the SEFA. In addition, the Stabilization block grant required agencies to report all programmatic expenditures funded even though only a fraction of those expenditures were reimbursed. The Innovation grant that is noted in the Context of finding 2023-002, covers 25% of the CEC director’s salary, leaving 75% of her wage to be paid for by other means. Even if the Stabilization funds were included on the SEFA (which would not be the case due to FCFS being a contractor to the state on the grant), Stabilization funds could still cover up to 75% of the director’s salary and not be considered double reporting. The Stabilization grant was part of ARPA funding by the state to help organizations regain their footing post Covid. The regulations on expenditure were extremely vague and ill-defined, and reporting requirements were almost nonexistent until much later in the granting period. Only after two payments had been received did the reporting requirements come out. Reporting required FCFS to report all expenditures in the program during the previous grant periods.

Categories

Reporting Cash Management

Other Findings in this Audit

  • 395975 2023-001
    Material Weakness Repeat
  • 395976 2023-002
    Material Weakness
  • 395977 2023-001
    Material Weakness Repeat
  • 972417 2023-001
    Material Weakness Repeat
  • 972419 2023-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.575 Child Care and Development Block Grant $297,001
93.870 Maternal, Infant and Early Childhood Home Visiting Grant $183,018
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $135,304
16.575 Crime Victim Assistance $130,416
93.959 Block Grants for Prevention and Treatment of Substance Abuse $70,681