Finding 971560 (2023-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-04-30

AI Summary

  • Core Issue: The University did not upload the required financial report by the deadline of ten days after March 31, 2023.
  • Impacted Requirements: This failure violates the public reporting guidelines set by the Department under CRRSAA and ARPA.
  • Recommended Follow-Up: The University should ensure all service providers are compliant with federal requirements and improve oversight of the compliance process.

Finding Text

Criteria On May 13, 2021, the Department published an additional notice for student aid public reporting under the Coronavirus Response and Relief Supplemental Appropriation Act of 2021 (CRRSAA) and American Rescue Plan Act of 2021 (ARPA), which requires that institutions publicly post certain information on their website. Institutions must publicly post their report as soon as possible but no later than thirty days after the publication of the notice or thirty days after the date the Department first obligated funds under the Higher Education Emergency Relief Funds (HEERF) I, II, or III to the institution for Emergency Financial Aid Grants to Students, whichever comes later. The report must be updated no later than ten days after the end of each calendar quarter (September 30, December 31, March 31, and June 30). Condition The University failed to upload the financial report related to the quarter that ended on March 31, 2023, within the ten days provided by the Department. Cause The University administration did not properly oversee the website's administrator's compliance process, which failed to meet the required guidelines and regulations by the scheduled deadline. This lack of oversight led to non-compliance and consequences for the University. Effect Failure to upload required information resulted in additional review procedures of fund requests by the Department. Questioned Costs None. Recommendation We recommend that the University follow up with all service providers to ensure compliance with federal compliance requirements, the University ultimately retains the responsibility to comply with the federal awarding agency's requirements. Views of Responsible Officials Refer to Unaudited Corrective Action Plan

Categories

Reporting Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 395118 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $11.20M
84.063 Federal Pell Grant Program $11.13M
84.031 Higher Education_institutional Aid $353,528
84.042 Trio_student Support Services - Regular $346,204
47.076 Education and Human Resources $346,130
84.007 Federal Supplemental Educational Opportunity Grants $338,520
84.033 Federal Work-Study Program $274,274
84.042 Trio_student Support Services - Esl $267,708
84.042 Trio_student Support Services - Stem $255,553
84.425 Education Stabilization Fund $109,623
12.903 Gencyber Grants Program $76,131
12.902 Information Security Grants $65,194
12.905 Cybersecurity Core Curriculum $50,167
11.307 Economic Adjustment Assistance $3,539