Finding 970679 (2023-001)

- Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-04-23

AI Summary

  • Core Issue: The Authority failed to submit the required data collection form and reporting package on time for the year ended June 30, 2023.
  • Impacted Requirements: This noncompliance violates 2 CFR §200.512, which mandates timely submission of audit-related documents.
  • Recommended Follow-Up: Management should adjust timelines to ensure timely approval processes for future reports, aiming for on-time submissions for fiscal year 2024 and beyond.

Finding Text

Category: Compliance Compliance Requirement: Reporting Criteria: 2 CFR §200.512 (a) (1) establishes that the audit must be completed and the data collection form described in paragraph (b) of this section and reporting package described in paragraph (c) of this section must be submitted within the earlier of 30 calendar days after receipt of the auditor's report(s), or nine months after the end of the audit period. Condition: The Authority did not submit the required data collection form and reporting package for the year ended June 30, 2023, within the required period. Cause: Delay in the approval process of the basic financial statements and the Uniform Guidance Report. Effects: Noncompliance with the requirements for reporting. Questioned Costs: None. Identification as a repeat finding: For fiscal year 2022, the finding 2022-01 was identified and it addressed the fact that the data collection form and reporting package was not submitted within the required period. Recommendation: We recommend management to consider in its time schedule that appropriate time is assigned to the approval process. Management’s response: Finding accepted. Management has in place all the internal controls needed to issue the Uniform Guidance report for the fiscal year ending on June 30, 2024, and subsequent years on time. Currently, management is working with the 2024 fiscal year financial statement audit and uniform guidance audit plan which take into consideration to issue those reports on or before March 31, 2025.

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $8.19M
21.019 Coronavirus Relief Fund $368,697