Finding 970144 (2023-001)

Material Weakness
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-04-18

AI Summary

  • Core Issue: The Organization failed to report its non-federal share and program income accurately on federal financial reports.
  • Impacted Requirements: Compliance with 2 CFR Part 200.303(a) regarding internal controls and accurate financial reporting.
  • Recommended Follow-Up: Management should create procedures to ensure complete and accurate reporting, and implement systems to track non-federal share and program income.

Finding Text

Federal Agency: Department of Health and Human Services Federal Program: Family Planning Services – Title X Federal Assistance Listing Number(s): 93.217 Award Period: July 1, 2022 to June 30, 2023 Type of Finding: 􀁸 Material Weakness in Internal Control over Compliance 􀁸 Compliance – Other Matters Criteria or Specific Requirement: The Code of Federal Regulations, 2 CFR Part 200.303(a) establishes that the auditee must establish and maintain effective internal control over the federal award that provides assurance that the entity is managing the federal award in compliance with federal statutes, regulations, and conditions of the federal award. In addition, the federal financial reporting instructions specify the recipients share of expenditures should be reported based on the recipient share of actual cash disbursements or outlays for the reporting period. Condition: During our testing, the Organization was not accurately reporting its non federal share requirement and/ or reporting on its program expenditures from non federal sources. Context: The Organization’s Notice of Award specified a recipient share of expenditures, and use of program income. Both of these amounts were required to be reported on the Organization’s federal financial report, but amounts were reported as zero, when these amounts should have been much higher to represent compliance with these items. Cause: The Organization was not aware that it should report its recipient share and any program income on the federal financial report. Effect: The Organization did not report any amounts for recipient share of expenditures or program income on its required reporting. Recommendation: We recommend management develop procedures to ensure the required reporting submitted to the funder is complete and accurate. Additionally, systems should be put in place to both track and report its progress on the non-federal share requirement and any program income. Views of Responsible Official: Management agrees with the finding. Management was not aware of the non-federal share reporting requirements.

Categories

Reporting Material Weakness Matching / Level of Effort / Earmarking Program Income

Other Findings in this Audit

  • 393702 2023-001
    Material Weakness
  • 393703 2023-002
    Significant Deficiency
  • 970145 2023-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.217 Family Planning_services $698,509
93.092 Affordable Care Act (aca) Personal Responsibility Education Program $236,352
93.332 Cooperative Agreement to Support Navigators in Federally-Facilitated and State Partnership Marketplaces $212,481
93.235 Affordable Care Act (aca) Abstinence Education Program $207,925
93.297 Teenage Pregnancy Prevention Program $109,836
93.558 Temporary Assistance for Needy Families $44,630
93.744 Pphf: Breast and Cervical Cancer Screening Opportunities for States, Tribes and Territories Solely Financed by Prevention and Public Health Funds $10,425