Finding 969599 (2023-003)

Material Weakness
Requirement
C
Questioned Costs
-
Year
2023
Accepted
2024-04-15

AI Summary

  • Core Issue: The reserve account balance is below the required minimum of $350,000, currently at $95,020.
  • Impacted Requirements: Non-compliance with 7 CFR 3560, which mandates maintaining a sufficient reserve account for loan obligations.
  • Recommended Follow-Up: Management should monitor the reserve balance closely and transfer necessary funds to ensure compliance with debt agreements.

Finding Text

2023-003 Program: 10.447–Multi-Family Housing Revitalization and Demonstration Program Description: Inadequate Reserve Funds Condition: During our testing of reserve balances to comply with requirements of the debt service agreement, it was noted that the reserve balance did not comply with the minimum amount required. Criteria: Requirement 7 CFR 3560 states that the Housing Authority shall establish and maintain on its books a reserve account as long as the loan obligations remain unsatisfied. This reserve account requires deposits of stated amounts until the reserve account reaches the sum of $350,000. Use of funds deposited to the account will be in accordance with 7 CFR 3560 or any successor regulation. As of August 31, 2023, the required balance in the reserve account was $167,521. The actual reserve account balance was $95,020. Cause: Expenditures in excess of approved amounts from the reserve account. Effect: Insufficient reserve account balances could effect future borrowings and the Housing Authority’s ability to perform required maintenance or facility improvements. Recommendation: It is important that management remain aware of the required balance in the reserve account and transfer appropriate funds to remain in compliance with debt agreements. Views of Responsible Officials: See attached corrective action plan.

Categories

Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 393157 2023-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
10.447 The Rural Development (rd) Multi-Family Housing Revitalization Demonstration Program (mpr) $1.30M
10.415 Rural Rental Housing Loans $781,658
10.427 Rural Rental Assistance Payments $78,089