Finding 969597 (2023-005)

Material Weakness
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-04-12
Audit: 303439
Organization: Municipality of Maunabo (PR)

AI Summary

  • Core Issue: The Municipality of Maunabo failed to file quarterly reports for the CDBG program for four consecutive quarters.
  • Impacted Requirements: This noncompliance violates the contract with the Puerto Rico Department of Housing, risking funding and program operations.
  • Recommended Follow-Up: Implement internal controls to ensure timely submission of all required quarterly reports to avoid funding disruptions.

Finding Text

Municipality of Maunabo, Puerto Rico SCHEDULE OF FINDINGS AND QUESTIONED COSTS YEAR ENDED JUNE 30, 2023 SECTION II – Financial Statements Finding and Questioned Costs (continued) FINDING 2023-005 FEDERAL PROGRAM COMMUNITY DEVELOPMENT BLOCK GRANT (CDBG) DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT PASS THROUGH STATE HOUSING DEPARTMENT (ASSISTANCE LISTING NO.14.228) CATEGORY INTERNAL CONTROL/COMPLIANCE NONCOMPLIANCE REPORTING CONDITIONS As part of the evaluation of the Reporting Test we requested evidence of the filing of the Quarterly Report for the fiscal year 2022-2023. In the audit of the program, we noted the following: The quarterly reports for the following quarters had not been filed to the Puerto Rico Department of Housing: July-September 2022 October- December 2022 January-March 2023 April-June 2023 CRITERIA The delegation of funds contract signed between the Department of Housing of Puerto Rico and the Municipality establishes in its twentieth clause that the subrecipient is obliged to submit to the recipient the quarterly and annual reports for the projects developed with CDBG funds. CAUSE The Community Development Block Grant Program (CDBG) are not maintaining adequate internal controls to guarantee timely filing of quarterly reports. EFFECT The Municipality is exposed to the risk that the Puerto Rico Department of Housing halt the process of requisitioning funds from the administration line, affecting the operation of the program and the use of funds. RECOMMENDATION We recommend that the program establish internal control measures to ensure that the program's quarterly reports are submitted on time to the Puerto Rico Department of Housing. QUESTIONED COST None PRIOR YEAR Not Applicable MANAGEMENT RESPONSE We concur with the finding RESPONSIBLE OFFICIALS Mrs. Sandra Leon, Program Director

Categories

Subrecipient Monitoring Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 393155 2023-005
    Material Weakness
  • 393156 2023-006
    Material Weakness
  • 969598 2023-006
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $908,115
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $740,072
21.019 Coronavirus Relief Fund $700,990
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $624,741
93.575 Child Care and Development Block Grant $380,020
84.287 Twenty-First Century Community Learning Centers $111,767
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $76,848
93.569 Community Services Block Grant $69,384
10.558 Child and Adult Care Food Program $20,060