Finding 968965 (2023-004)

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Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-04-08

AI Summary

  • Core Issue: The Organization missed key deadlines for submitting financial reports as required by federal guidelines and the pass-through agency.
  • Impacted Requirements: Reports must be submitted within 30 days of the auditor's report or by March 31, 2024, and annual financial statements are due by December.
  • Recommended Follow-up: Management should evaluate staffing in the finance department and consider hiring, reorganizing, or using subcontractors to improve compliance.

Finding Text

Criteria: Per Uniform Guidance 2 CFR 200.512(a), the data collection form and the reporting package shall be submitted to the Federal Audit Clearinghouse within the earlier of 30 days after receipt of the auditor's report, or nine months after the end of the Organization’s fiscal year – due by March 31, 2024. In addition, the pass‐through agency requires a copy of the annual audited financial statements and supplementary information by December, after the end of the Organization’s fiscal year end. Condition: The Organization did not comply with these required due dates. Cause: The Organization had significant challenges with the unexpected departure of key personnel in its Finance Department. Effect: The Organization is not following the federal compliance requirement and pass‐through agency deadlines for financial reporting. Recommendation: We recommend that management assesses the staffing needs of the accounting/finance department and plans for increasing capacity through hiring, reorganizing the current responsibilities, or seeking external subcontractors. Questioned Costs: None.

Categories

Reporting

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
93.958 Block Grants for Community Mental Health Services $4.51M
93.788 Opioid Str $135,000
93.959 Block Grants for Prevention and Treatment of Substance Abuse $50,531
10.555 National School Lunch Program $38,117
10.558 Child and Adult Care Food Program $2,857