Finding 968533 (2023-004)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-04-02

AI Summary

  • Core Issue: The Authority failed to provide adequate documentation for determining reasonable rent, leading to a significant deficiency in internal controls.
  • Impacted Requirements: Compliance with HUD's rent reasonableness criteria was not met, as evidenced by exceptions in 3 out of 40 files tested.
  • Recommended Follow-Up: The Authority should review and strengthen their processes and internal controls to ensure compliance with HUD requirements and their own administrative plan.

Finding Text

Federal Agency: U.S. Department of Housing and Urban Development Federal Program Name: Housing Voucher Cluster Assistance Listing Number: 14.871 Federal Award Identification Number and Year: MD015VO - 2023 Award Period: July 1, 2022 – June 30, 2023 Compliance Requirement: Special Tests and Provisions – Reasonable Rent Type of Finding: • Significant Deficiency in Internal Control over Compliance • Other Matters Criteria or specific requirement: The Authority must determine that the rent to owner is reasonable at the time of initial leasing. The Authority must maintain records to document the basis for the determination that rent to owner is a reasonable rent (24 CFR sections 982.4, 982.54(d)(15), 982.158(f)(7), and 982.507). Condition: The Authority was unable to provide adequate supporting documentation and evidence of internal control over compliance for reasonable rent requirements. Questioned costs: Unable to determine. Context: Exceptions were noted in 3 out of 40 files tested: • 2 files did not include approval of the determined rent. • The rent was not determined prior to the effective date of the move-in for 3 samples. Cause: The Authority did not follow the established procedures in its Housing Choice Voucher Administrative Plan. Effect: The Authority is not in compliance with rent reasonableness requirements. Repeat Finding: Yes, see finding 2022-004. Recommendation: We recommend the Authority review their process and internal controls for rent reasonableness to ensure compliance with HUD requirements and their administrative plan. Views of responsible officials: There is no disagreement with the audit finding.

Categories

HUD Housing Programs Special Tests & Provisions Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 392086 2023-002
    Significant Deficiency Repeat
  • 392087 2023-002
    Significant Deficiency Repeat
  • 392088 2023-003
    Significant Deficiency Repeat
  • 392089 2023-003
    Significant Deficiency Repeat
  • 392090 2023-004
    Significant Deficiency Repeat
  • 392091 2023-004
    Significant Deficiency Repeat
  • 392092 2023-005
    Significant Deficiency Repeat
  • 392093 2023-005
    Significant Deficiency Repeat
  • 968528 2023-002
    Significant Deficiency Repeat
  • 968529 2023-002
    Significant Deficiency Repeat
  • 968530 2023-003
    Significant Deficiency Repeat
  • 968531 2023-003
    Significant Deficiency Repeat
  • 968532 2023-004
    Significant Deficiency Repeat
  • 968534 2023-005
    Significant Deficiency Repeat
  • 968535 2023-005
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $2.55M
14.850 Public and Indian Housing $1.96M
14.872 Public Housing Capital Fund $1.07M
14.218 Community Development Block Grants/entitlement Grants $122,408
14.896 Family Self-Sufficiency Program $65,624
93.791 Money Follows the Person Rebalancing Demonstration $12,869