Finding 967001 (2023-002)

Significant Deficiency
Requirement
C
Questioned Costs
-
Year
2023
Accepted
2024-03-30
Audit: 301324
Auditor: J&j CPA LLC

AI Summary

  • Core Issue: The Institution delayed fund disbursements, exceeding the required timelines.
  • Impacted Requirements: Regulations mandate disbursement within 3 days for HEERF Section 2 funds and timely transfers for all federal funds.
  • Recommended Follow-up: Enhance monitoring of cash management procedures to ensure compliance with federal regulations.

Finding Text

Condition: During our Cash Management tests, we found the following instances on which the Institution did not disbursed funds in an expedite matter: Fund Instances Days late 84.425F 3 32/40/46 84.031S 3 10/16/29 84.031M 2 13/15 Criteria: As per regulation, non-federal entities must minimize the time elapsing between the transfer of funds from the US Treasury or pass-through entity and disbursement by the non-federal entity for direct program or project costs and the proportionate share of allowable indirect costs, whether the payment is made by electronic funds transfer, or issuance or redemption of checks, warrants, or payment by other means (2 CFR section 200.305(b)).With respect to HEERF Section 2 funds the time elapsing between the transfer of funds and the disbursement should be 3 calendar days.Cause: In these instances, for the amount of the service contracted or equipment purchased, the Institution requested the totality of the amount of the service or purchase but, disbursements were made as worked progressed or equipment was completely delivered.Effect: Not following established controls could result in non-compliance of federal regulations for the program.Questioned costs: -0- Recommendation: Cash management procedures should be monitored better so that compliance with established safeguards are followed. Views of Responsible Officials and Planned Corrective Actions: Atlantic University agrees with the finding. See Corrective Action plan for the University’s Comments and plan.

Categories

Procurement, Suspension & Debarment Subrecipient Monitoring Cash Management Equipment & Real Property Management Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 390557 2023-001
    Significant Deficiency
  • 390558 2023-001
    Significant Deficiency
  • 390559 2023-002
    Significant Deficiency
  • 390560 2023-002
    Significant Deficiency
  • 390561 2023-002
    Significant Deficiency
  • 966999 2023-001
    Significant Deficiency
  • 967000 2023-001
    Significant Deficiency
  • 967002 2023-002
    Significant Deficiency
  • 967003 2023-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $6.73M
84.425 Education Stabilization Fund $2.90M
84.268 Federal Direct Student Loans $597,821
84.031 Higher Education_institutional Aid $546,132
84.007 Federal Supplemental Educational Opportunity Grants $142,746
84.033 Federal Work-Study Program $116,695