Finding 966853 (2023-002)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-03-30

AI Summary

  • Core Issue: The College's Satisfactory Academic Progress policy is missing key elements required by the Department of Education.
  • Impacted Requirements: The policy must include specific pace requirements for student progress and evaluation timelines.
  • Recommended Follow-up: The College should review and update its policies to ensure compliance with federal regulations.

Finding Text

Federal agency: U.S. Department of Education Federal program title: Student Financial Assistance Cluster Assistance Listing Number: Various Award Period: July 01, 2022 - June 30, 2023 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: The Code of Federal Regulations, 34 CFR 668.34, states an institution must establish a reasonable satisfactory academic progress policy for determining whether an otherwise eligible student is making satisfactory academic progress in his or her educational program and may receive assistance under the title IV, HEA programs and states the required elements that the policy must include. Condition: During our testing, we noted the while the institution did have a policy in place to determine Satisfactory Academic Progress, there were elements required by the Department of Education that were not present in the institutions policy. The policy must specify the pace at which a student must progress through his or her educational program to ensure that the student will complete the program within the maximum timeframe. In addition, it was not specified in the policy when the students Satisfactory Academic Progress is evaluated. Questioned Costs: None Context: During our testing, it was noted the College did not have all of the required elements in the Satisfactory Academic Progress Policy. Cause: The College’s current process in place was not sufficient to ensure proper requirements were met. Effect: The College was not in compliance with FSA regulations. Repeat Finding: No Recommendation: We recommend the College reviews their policies to ensure all requirements from the Department of Education are met. Views of Responsible Officials: There is no disagreement with the audit finding.

Categories

Student Financial Aid Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 390410 2023-002
    Significant Deficiency
  • 390411 2023-002
    Significant Deficiency
  • 390412 2023-002
    Significant Deficiency
  • 390413 2023-002
    Significant Deficiency
  • 390414 2023-003
    Significant Deficiency Repeat
  • 966852 2023-002
    Significant Deficiency
  • 966854 2023-002
    Significant Deficiency
  • 966855 2023-002
    Significant Deficiency
  • 966856 2023-003
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $13.01M
84.425 Education Stabilization Fund $7.27M
84.268 Federal Direct Student Loans $5.07M
84.007 Federal Supplemental Educational Opportunity Grants $814,660
84.033 Federal Work-Study Program $600,908
84.042 Trio_student Support Services $454,615
84.047 Trio_upward Bound $266,241
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $227,674
16.812 Second Chance Act Reentry Initiative $206,867
11.023 Science, Technology, Engineering, and Mathematics (stem) Talent Challenge Program $76,870
84.048 Career and Technical Education -- Basic Grants to States $74,321
21.027 Coronavirus State and Local Fiscal Recovery Funds $72,867
11.307 Economic Adjustment Assistance $63,312
47.076 Education and Human Resources $59,369
84.149 Heartland Camp $41,846
45.024 Promotion of the Arts_partnership Agreements $7,820
45.025 Promotion of the Arts_partnership Agreements $6,135
84.002 Adult Education - Basic Grants to States $3,878
43.008 Education $2,190
12.903 Gencyber Grants Program $1,820
43.001 Science $161