Finding 966212 (2023-002)

Significant Deficiency
Requirement
M
Questioned Costs
-
Year
2023
Accepted
2024-03-29
Audit: 300661
Organization: The Nasw Foundation, Inc. (DC)
Auditor: Rsm US LLP

AI Summary

  • Core Issue: The Foundation lacks a formal subrecipient monitoring policy as required by federal regulations.
  • Impacted Requirements: This finding relates to compliance with 2 CFR 200.300, .331, and 501(h) regarding monitoring subrecipients and contractors.
  • Recommended Follow-Up: Management should create and implement a formal subrecipient monitoring policy to ensure compliance.

Finding Text

Finding 2023-002-Subrecipient Monitoring Federal agency: U.S. Department of Health and Human Services Pass-through entity: The University of Texas of Austin Program: Birth Defects and Development Disabilities – Prevention and Surveillance Assistance listing number: 93.073 Federal award identification number and year: NU84DD000009 2021 Criteria: 2 CFR 330, .331, and .501(h) states non-federal entities must have a policy in place to monitor subrecipient and contractor determinations. Condition and Context: The Foundation did not have a subrecipient monitoring policy under 2 CFR 300, .331 and 501(h), however it was noted that monitoring is occurring. Cause: The Foundation did not have a formal subrecipient monitoring policy. Effect: The Foundation subrecipient monitoring policy did not conform to 2 CFR 300, .331 and 501(h). Questioned costs: None Repeat Finding: No Recommendation: We recommend management develop a formal subrecipient monitoring policy under 2 CFR 200.300, .331 and 501(h). Views of responsible individuals: Management agrees with the finding and recommendation. See corrective action plan for further information.

Categories

Subrecipient Monitoring

Other Findings in this Audit

  • 389767 2023-001
    Material Weakness
  • 389768 2023-001
    Material Weakness
  • 389769 2023-001
    Material Weakness
  • 389770 2023-002
    Significant Deficiency
  • 966209 2023-001
    Material Weakness
  • 966210 2023-001
    Material Weakness
  • 966211 2023-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.579 U.s. Repatriation $38,112
93.073 Birth Defects and Developmental Disabilities - Prevention and Surveillance $17,192