Finding 963765 (2023-004)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-03-28

AI Summary

  • Core Issue: The college failed to provide the required URL for its contract to the U.S. Department of Education, impacting compliance with federal regulations.
  • Impacted Requirements: This finding relates to the Department of Education's requirement for timely URL submission as per 34 CFR 668.164(f)(4)(iii)(B) and internal control standards under 2 CFR 200.303.
  • Recommended Follow-Up: The college should establish policies to ensure timely reporting of required information to regulators to avoid future compliance issues.

Finding Text

2023-004 Special Tests and Provisions Federal agency: U.S Department of Education Federal program title: Student Financial Assistance Cluster Assistant Listing Number: 84.007/84.033/84.063/84.268 Federal Award Identification Number: P007A221105 - P033A221105 - P063P221336 - P268K231336 Award Period: July 1, 2022 to June 30, 2023 Type of Finding: • Compliance, Other Matters • Significant Deficiency in Internal Control over Compliance Criteria or specific requirement: The Department of Education requires that the college provide to the Secretary an up-to-date Uniform Resource Locator (URL) for the contract for publication in a centralized database to the public. (34 CFR 668.164(f)(4)(iii)(B)). Per 2 CFR 200.303, nonfederal entities receiving federal awards are required to establish and maintain internal controls designed to reasonably ensure compliance with federal laws, regulations, and program compliance requirements. Condition: The college had the required information on their website but had not disclosed the URL to the Department of Education. Context: The college published the contract, assessed fees, and terms and conditions, however, they did not properly report the URL to Department of Education. Questioned costs: None. Cause: The contract is in its first year of operations, and the URL was not submitted within 60 days after award year. Effect: The college was not in compliance with Title IV third-party servicer compliance. Repeat Finding: No. Recommendation: We recommend the College implement policies and procedures to identify these requirements and timely report to the appropriate regulators. Views of responsible officials: Management agrees with the finding.

Categories

Special Tests & Provisions Student Financial Aid Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 387303 2023-001
    Significant Deficiency
  • 387304 2023-001
    Significant Deficiency
  • 387305 2023-001
    Significant Deficiency
  • 387306 2023-001
    Significant Deficiency
  • 387307 2023-001
    Significant Deficiency
  • 387308 2023-001
    Significant Deficiency
  • 387309 2023-002
    Significant Deficiency
  • 387310 2023-002
    Significant Deficiency
  • 387311 2023-002
    Significant Deficiency
  • 387312 2023-002
    Significant Deficiency
  • 387313 2023-002
    Significant Deficiency
  • 387314 2023-002
    Significant Deficiency
  • 387315 2023-003
    Significant Deficiency
  • 387316 2023-003
    Significant Deficiency
  • 387317 2023-003
    Significant Deficiency
  • 387318 2023-003
    Significant Deficiency
  • 387319 2023-003
    Significant Deficiency
  • 387320 2023-003
    Significant Deficiency
  • 387321 2023-004
    Significant Deficiency
  • 387322 2023-004
    Significant Deficiency
  • 387323 2023-004
    Significant Deficiency
  • 387324 2023-004
    Significant Deficiency
  • 387325 2023-004
    Significant Deficiency
  • 387326 2023-004
    Significant Deficiency
  • 387327 2023-005
    Significant Deficiency
  • 387328 2023-005
    Significant Deficiency
  • 387329 2023-005
    Significant Deficiency
  • 387330 2023-005
    Significant Deficiency
  • 387331 2023-005
    Significant Deficiency
  • 387332 2023-005
    Significant Deficiency
  • 963745 2023-001
    Significant Deficiency
  • 963746 2023-001
    Significant Deficiency
  • 963747 2023-001
    Significant Deficiency
  • 963748 2023-001
    Significant Deficiency
  • 963749 2023-001
    Significant Deficiency
  • 963750 2023-001
    Significant Deficiency
  • 963751 2023-002
    Significant Deficiency
  • 963752 2023-002
    Significant Deficiency
  • 963753 2023-002
    Significant Deficiency
  • 963754 2023-002
    Significant Deficiency
  • 963755 2023-002
    Significant Deficiency
  • 963756 2023-002
    Significant Deficiency
  • 963757 2023-003
    Significant Deficiency
  • 963758 2023-003
    Significant Deficiency
  • 963759 2023-003
    Significant Deficiency
  • 963760 2023-003
    Significant Deficiency
  • 963761 2023-003
    Significant Deficiency
  • 963762 2023-003
    Significant Deficiency
  • 963763 2023-004
    Significant Deficiency
  • 963764 2023-004
    Significant Deficiency
  • 963766 2023-004
    Significant Deficiency
  • 963767 2023-004
    Significant Deficiency
  • 963768 2023-004
    Significant Deficiency
  • 963769 2023-005
    Significant Deficiency
  • 963770 2023-005
    Significant Deficiency
  • 963771 2023-005
    Significant Deficiency
  • 963772 2023-005
    Significant Deficiency
  • 963773 2023-005
    Significant Deficiency
  • 963774 2023-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $8.32M
84.048 Career and Technical Education -- Basic Grants to States $967,463
93.575 Child Care and Development Block Grant $449,564
84.425 Education Stabilization Fund $424,621
84.007 Federal Supplemental Educational Opportunity Grants $374,861
94.016 Senior Companion Program $328,008
94.011 Foster Grandparent Program $297,291
94.006 Americorps $186,121
17.259 Wia Youth Activities $149,996
84.033 Federal Work-Study Program $117,421
84.002 Adult Education - Basic Grants to States $84,730
14.850 Public and Indian Housing $73,490
84.042 Trio_student Support Services $68,310
84.268 Federal Direct Student Loans $35,062
94.002 Retired and Senior Volunteer Program $28,156
93.052 National Family Caregiver Support, Title Iii, Part E $10,787
45.025 Promotion of the Arts_partnership Agreements $4,001