Finding 962616 (2022-006)

Material Weakness
Requirement
N
Questioned Costs
$1
Year
2022
Accepted
2024-03-27

AI Summary

  • Core Issue: The Authority failed to conduct timely inspections for Housing Quality Standards, leading to non-compliance in both Section 8 and Mainstream Vouchers programs.
  • Impacted Requirements: Annual inspections and timely corrections of deficiencies were not met, resulting in significant deficiencies and material weaknesses in internal controls.
  • Recommended Follow-Up: Implement stronger internal control procedures to ensure compliance with inspection requirements and prevent future violations.

Finding Text

Federal Agency: U.S. Department of Housing and Urban Development Federal Program Titles: Section 8 Housing Choice Vouchers and Mainstream Vouchers Programs Federal Assistance Listing Numbers: 14.871 and 14.879 Noncompliance – N. Special Tests and Provisions - Housing Quality Standards Non Compliance Material to the Financial Statements: Yes Significant Deficiency in Internal Control over Compliance for Special Tests and Provisions for the Section 8 Housing Choice Vouchers Program Material Weakness in Internal Control over Compliance for Special Tests and Provisions for the Mainstream Vouchers Program Criteria: Housing Quality Standards Inspections. The PHA must inspect the unit leased to a family at least annually to determine if the unit meets the Housing Quality Standards (HQS) and the PHA must conduct quality control re-inspections. The PHA must prepare a unit inspection report (24 CFR sections 982.158(d) and 982.405(b)). For units that fail inspection the PHA must correct all life threatening HQS deficiencies within 24 hours and all other deficiencies within 30 days. Condition: Based upon inspection of the Authority’s files and on discussion with management, there were failed inspections that did not pass reinspection within 30 days without penalty. Context: There are approximately two hundred and fifty-four (254) Section 8 Housing Choice Vouchers' units and fifteen (15) Mainstream Vouchers' units with failed inspections. Of a sample size of twenty-five (25) Section 8 Housing Choice Vouchers' and two (2) Mainstream Vouchers' failed inspections, seven (7) and one (1) failed inspections, respectively, did not pass reinspection within 30 days. Housing assistance payments were not abated nor was the tenant relocated. Our sample size is statistically valid. Known Questioned Costs: Section 8 Housing Choice Vouchers $4,901 Mainstream Vouchers $460 Cause: There is a significant deficiency for the Section 8 Housing Choice Vouchers Program and a material weakness for the Mainstream Vouchers Program in internal controls over the compliance for the special tests and provisions type of compliance related to HQS inspections. The Authority has not properly performed HQS inspections in compliance with program requirements. Effect: The Section 8 Housing Choice Vouchers Program is in non-compliance and the Mainstream Vouchers Program is in material non-compliance with the special tests and provisions type of compliance related to HQS inspections. Recommendation: We recommend the Authority design and implement internal control procedures that will reasonably assure compliance with the Uniform Guidance and the compliance supplement.

Categories

Questioned Costs HUD Housing Programs Material Weakness Significant Deficiency Internal Control / Segregation of Duties Special Tests & Provisions

Other Findings in this Audit

  • 386171 2022-005
    Material Weakness Repeat
  • 386172 2022-006
    Significant Deficiency
  • 386173 2022-005
    Material Weakness Repeat
  • 386174 2022-006
    Material Weakness
  • 962613 2022-005
    Material Weakness Repeat
  • 962614 2022-006
    Significant Deficiency
  • 962615 2022-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $7.70M
14.850 Public and Indian Housing $2.12M
14.879 Mainstream Vouchers $692,397
14.872 Public Housing Capital Fund $387,837
14.896 Family Self-Sufficiency Program $116,667