Finding 962597 (2023-001)

-
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-03-27
Audit: 298575
Auditor: Baker Tilly

AI Summary

  • Core Issue: The Corporation failed to notify the NSLDS on time for 4 students with status changes, impacting compliance with Title IV regulations.
  • Impacted Requirements: Institutions must update and return enrollment information to the Secretary promptly and notify of any significant changes within specified timeframes.
  • Recommended Follow-Up: Review and improve procedures for reporting student status changes to ensure timely notifications to the NSLDS.

Finding Text

Criteria: Title IV regulations (34 CFR Section 685.309(b)) require that upon receipt of an enrollment report from the Secretary, institutions must update all information included in the report and return the report to the Secretary: (i) in the manner and format prescribed by the Secretary; and (ii) within the timeframe prescribed by the Secretary. Unless it expects to submit its next updated enrollment report to the Secretary within the next 60 days, an institution must notify the Secretary within 30 days after the date the institution discovers that: (i) a loan under Title IV of the Act was made to or on behalf of a student who was enrolled or accepted for enrollment at the institution, and the student has ceased to be enrolled on at least a half-time basis or failed to enroll on at least a half-time basis for the period for which the loan was intended; or (ii) a student who is enrolled at the institution and who received a loan under Title IV of the Act has changed his or her permanent address. Condition: The Corporation did not notify the National Student Loan Data System (NSLDS) in a timely manner for 4 students with status changes in our sample of 25 students. The sample was not a statistically valid sample. Questioned Costs: There are no questioned costs associated with this finding. Cause: The Corporation's procedures for reporting all students were not designed appropriately in order to allow for timely reporting to the NSLDS. Effect or Potential Effect: The accuracy of Title IV student loan records depends heavily on the accuracy of the enrollment information reported by schools. If an institution does not review, update and verify student enrollment statuses, effective dates of the enrollment status and the anticipated completion dates, then the Title IV student loan records will be inaccurate. Recommendations: We recommend that the Corporation review its procedures for student status changes and NSLDS notifications to ensure there are follow-up and review procedures being performed for all students with status changes at the Corporation. Management Response: Management concurs with the finding and the Corporation will periodically perform independent reviews of the information provided to the NSLDS to ensure the status change information has been updated in the NSLDS during the required time period.

Categories

Student Financial Aid Matching / Level of Effort / Earmarking Reporting

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $13.23M
84.063 Federal Pell Grant Program $1.90M
84.031 Higher Education_institutional Aid $706,067
84.038 Federal Perkins Program $488,926
93.959 Block Grants for Prevention and Treatment of Substance Abuse $457,712
84.425 Education Stabilization Fund $268,408
84.007 Federal Supplemental Educational Opportunity Grants $221,296
84.042 Trio_student Support Services $217,949
93.600 Head Start $201,599
84.033 Federal Work-Study Program $193,027
93.788 Opioid Str $85,992
59.037 Small Business Development Centers $84,788