Finding 962541 (2023-001)

Significant Deficiency
Requirement
N
Questioned Costs
$1
Year
2023
Accepted
2024-03-27

AI Summary

  • Core Issue: The Organization failed to make required monthly deposits of $720 into the replacement reserve account from January to June 2023, totaling $4,320.
  • Impacted Requirements: This non-compliance violates the regulatory agreement outlined in HUD Form-9250.
  • Recommended Follow-Up: Implement a monthly reconciliation process for the replacement reserve to ensure timely identification of any missed deposits.

Finding Text

S3800-010: Finding Reference Number 2023-001 (Significant Deficiency) S3800-011: Program Information Federal Program: Supportive Housing for Persons with Disabilities - Section 811 Federal Agency: U.S. Department of Housing and Urban Development Assistance Listing #: 14.181 Pass-through Entity: None Federal Award Identification Number and Year: N/A Type of Compliance Finding: N – Special Tests and Provisions S3800-015: Type of Finding Federal Awards S3800-016: Finding Resolution Status Resolved S3800-017: Information on Universe Population Size N/A S3800-018: Sample Size Information N/A S3800-019: Identification of Repeat Finding and Finding Reference Number N/A S3800-020: Criteria HUD Form-9250, Funds Authorizations, and the regulatory agreement requires the Organization to deposit $720 into the replacement reserve account on a monthly basis. S3800-030: Statement of Condition During our audit of the Organization’s fiscal year ended June 30, 2023 federal award program, we noted the Organization failed to make the required monthly deposit of $720 into the reserve for replacement account from January to June 2023. S3800-032: Cause The Organization failed to deposit the required monthly amount into the reserve for replacement account for January to June 2023. S3800-033: Effect or Potential Effect The Organization was not in compliance with the regulatory agreement to make required monthly deposits into the reserve for replacement account. S3800-035: Auditor Non-Compliance Code N – Reserve for replacements deposits S3800-040: Questioned Costs $4,320 S3800-045: Reporting Views of Responsible Officials Management agrees with the auditor’s finding. S3800-050: Context The Organization missed depositing $4,320 into the reserve for replacement account for July – December during the year ended June 30, 2023. The deposit was made in July 2023. S3800-080: Recommendation The Organization should ensure the process to reconcile replacement reserve on a monthly basis is being followed so that missing deposit is identified on a timely basis. S3800-090: Auditor’s Summary of the Auditee’s Comments on the Findings and Recommendations Concur S3800-130: Response Indicator Agree S3800-140: Completion Date or Proposed Completion Date July 2023 S3800-150: Response See Corrective Action Plan

Categories

Questioned Costs HUD Housing Programs Reporting Significant Deficiency Special Tests & Provisions

Other Findings in this Audit

  • 386099 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.181 Supportive Housing for Persons with Disabilities $1.60M
14.856 Lower Income Housing Assistance Program_section 8 Moderate Rehabilitation $64,360