Finding 961382 (2022-001)

Significant Deficiency
Requirement
H
Questioned Costs
-
Year
2022
Accepted
2024-03-26

AI Summary

  • Core Issue: PLUS loan funds were not disbursed to a parent within the required 14 days.
  • Impacted Requirements: The College's procedures failed to identify and address the late disbursement, leading to noncompliance with federal regulations.
  • Recommended Follow-Up: The College should enhance its disbursement procedures and utilize Colleague ERP to ensure timely tracking and distribution of PLUS loan funds.

Finding Text

Late Disbursement of PLUS Loan Funds Finding Type: Significant deficiency and reportable noncompliance with laws and regulations. Criteria and Condition: During our testing of disbursements to or on behalf of students, it was determined that for one student, PLUS loan funds were not made available to the parent within 14 days. The error was not identified by the College's procedures for disbursing SFA funds. Context: In the case of the student tested, the student account had a credit balance as a result of a PLUS loan. PLUS loans require parent authorization before funds can be refunded or credited back to the student. Adequate documentation was not obtained to support the funds were made available to the parents with the 14 day requirement. Cause: The College's preparation and review process for disbursements did not timely identify the error. Effect: The College did not timely make the $1,000 credit available to the parent. This amount is not material to the federal program. Recommendation: We recommend the College evaulate its procedures for disbursing SFA funds and implement changes to verify correct documentation is obtained. Views of Responsible Officials and Planned Corrective Actions: College will begin to utilize functionality within Colleague ERP to track new PLUS loan applications. New applications will be entered into Colleague by financial aid and visable to the business office. The new applications will be reviewed and credit balances will be issued to the parent or student as outlined in the application. This process will be completed weekly by the business office to ensure that all credit balances are distributed in the required timeframe.

Categories

Reporting Significant Deficiency Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 384940 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.038 Federal Perkins Loan Program, Beginning Balance $1.71M
84.268 Federal Direct Student Loans $1.66M
84.425E Education Stabilization Fund $1.23M
84.063 Federal Pell Grant Program $1.22M
84.047 Trio_upward Bound $914,985
84.044 Trio_talent Search $466,547
84.042 Trio_student Support Services $287,340
84.033 Federal Work-Study Program $218,261
84.007 Federal Supplemental Educational Opportunity Grants $205,172
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $197,160
45.164 Promotion of the Humanities_public Programs $13,555
47.049 Mathematical and Physical Sciences $8,777