Finding 960450 (2023-002)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-03-25

AI Summary

  • Core Issue: The District exceeded budget limits for Title I expenditures without prior approval, violating DESE requirements.
  • Impacted Requirements: Budgeted amounts for specific functions were exceeded by more than 10%, necessitating amendments that were not submitted.
  • Recommended Follow-Up: Implement monitoring procedures for expenditures and consult DESE for guidance on budget amendments to ensure compliance.

Finding Text

U.S. DEPARTMENT OF EDUCATION PASSED THROUGH ARKANSAS DEPARTMENT OF EDUCATION TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES - AL NUMBER 84.010A PASS THROUGH NUMBER 5204 AUDIT PERIOD - YEAR END JUNE 30, 2023 2023-002. Reporting Criteria or specific requirement: The District is required to budget Title I expenditures and submit such information to the Arkansas Division of Elementary and Secondary Education (DESE). Actual expenditures may not exceed the budget amounts for specific categories by more than 10 percent without prior approval from the DESE and submission of of budget amendments or adjustements. Condition: Title I School Improvement Grant expenditures for function 2212 (Instruction and Curriculum Development) and Title I expenditures for functions 1550 (Early Childhood Education) and 5500 (Indirect Cost) exceeded the budgeted amounts by $738, $6,246 and $8,059, respectively, more than the 10 percent variance allowed. Cause: The District failed to properly monitor expenditures against the approved budget. Effect or potential effect: The District did not submit applicable budget amendments or adjustments to DESE approval for the Title I program resulting in actual expenditures exceeding budgeted amounts. Context: Comparision of budget expenditures to actual expenditures as reported on the annual financial report. Identification as a repeat finding: No Recommendation: The District should implement procuedures to ensure expenditures are properly monitored and budgets are amended as necessary and consult with DESE for further gudiance regarding this matter. Views of responsible officials:DESE will be contacted to ensure proper procedure is followed going forward. The Federal Program Coordinator will provide a date to all involved parties with a cutoff date for any expenses that were not originally budgeted, to amend the budget, to stay within the guidelines provided by DESE. After that point, no more expenses will be approved that were not budgeted. After the cutoff, the Business Manager will also assist in monitoring the approved budget for payroll expenses or journal entries that may change the total expenses and need a final amendment to the budget submitted. When the final rates for indirect costs are posted, a budget amendment will be done at the time to ensure the anticipated indirect cost will be within budget.

Categories

Subrecipient Monitoring Reporting

Other Findings in this Audit

  • 384007 2023-001
    Significant Deficiency
  • 384008 2023-002
    Significant Deficiency
  • 960449 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.010 Title I Grants to Local Educational Agencies $960,130
10.553 School Breakfast Program $303,411
84.367 Supporting Effective Instruction State Grants $256,722
84.424 Student Support and Academic Enrichment Program $150,915
84.027 Special Education_grants to States $121,890
84.358 Rural Education $99,839
12.U01 Rotc $91,144
10.555 National School Lunch Program $40,325
84.173 Special Education_preschool Grants $14,056
84.425 Covid-19 - Education Stabilization Fund $303