Finding 9598 (2022-002)

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Requirement
B
Questioned Costs
-
Year
2022
Accepted
2024-01-24

AI Summary

  • Core Issue: Payments to subrecipients for salaries and benefits lacked proper documentation for cost allocation by grant.
  • Impacted Requirements: 2 CFR Subpart E mandates that expenses must be adequately documented.
  • Recommended Follow-Up: Provide written guidance to subrecipients and obtain certifications for time and effort charged to each grant.

Finding Text

Condition: Payments to subrecipients for services rendered under the grants included salaries and related benefits for the subrecipients’ employees who worked on the grants. Although the payments were adequately supported by time records reporting total hours worked and pay stubs for a pay period, the costs for time and effort allocated to a specific grant was not documented by a cost allocation method using time and effort by grant. Criteria: 2 CFR Subpart E, Cost Principles require that expense be adequately documented. Cause: Guidance was not provided to subrecipients explaining that such documentation should be provided. Effect: Amounts charged for grants for salaries and benefits may not be accurate. However, the charges appeared reasonable and consistent with other services provided for the grants. Context: Our review included four test items, totaling $164,173.51. Recommendation: The Organization should obtain written certifications from subrecipients regarding time and effort charged to a specific grant. Written guidance should be provided to subrecipients regarding this requirement.

Corrective Action Plan

Views of Responsible Officials: Inquiries regarding the effort spent on grants were made to the subrecipients prior to payment of funds. The verification was sometime verbal and/or based on knowledge of work performed. The Organization and its subrecipients work closely together, and the Organization management was able to observe the activities of the subrecipient employees. In the future, the Organization will obtain documentation of time and effort spent on the grants.

Categories

Allowable Costs / Cost Principles Subrecipient Monitoring Reporting

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
14.231 Emergency Solutions Grant Program $1.25M
14.267 Continuum of Care Program $388,459