Finding 959317 (2023-002)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-03-21

AI Summary

  • Core Issue: There was a significant error in reporting a student's withdrawal date to the NSLDS, with discrepancies between the college's records and the reported effective date.
  • Impacted Requirements: Institutions must accurately report enrollment statuses and effective dates as per federal regulations for Pell Grants and Direct Loans.
  • Recommended Follow-Up: Implement an independent review process for NSLDS roster files to ensure accuracy, and utilize new reports to flag discrepancies for timely resolution.

Finding Text

Finding 2023-002: Enrollment Reporting - Significant Deficiency ALN Number: 84.063; 84.268 Federal Program: Federal Pell Grant Program; Federal Direct Student Loans Federal Agency: U.S. Department of Education Federal Award Number: P063P220616; P268K230616 Federal Award Year: July 1, 2022 - June 30, 2023 Pass-Through Entity: Not applicable Repeat Finding: Not applicable Criteria: Institutions are required to report enrollment information under the Pell grant and the Direct loan programs via the National Student Loan Data System (NSLDS). Institutions must review, update, and certify student enrollment statuses, program information, and effective dates that appear on the Enrollment Reporting Roster file or on the Enrollment Maintenance page of the NSLDS. [Pell, 34 CFR 690.83(b)(2); Direct Loan, 34 CFR 685.309] Condition/Context: For 1 of the 25 students tested, the effective date of the change in status of the campus level reporting and program level reporting in the NSLDS did not agree with College's records. Cause: The date of determination of the change in student status was entered as the effective date of the change in status in error. Effect: The effective date of the change in student status to withdrawn was reported in error to the NSLDS. Questioned Costs: There are no questioned costs associated with this finding. Sample was not statistically valid. Recommendation: The College should have someone independent of the preparer review the NSLDS roster file to check the effective date of change in status is in agreement with the College's records. Views of Responsible Officials and Planned Corrective Actions: The College agrees with this finding. Academic Records Office personnel were re-trained. Also, a report has been written to be run after the Student Status Confirmation Report (SSCR) procedure is run in the student financial aid system, that flags when a "Last Date of Attendance (LDA)" and NSLDS Withdrawal Date differ. Those cases can be troubleshooted and fixed, the SSCR rerun, and that updated file uploaded.

Categories

Student Financial Aid Reporting Significant Deficiency Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 382873 2023-001
    -
  • 382874 2023-002
    Significant Deficiency
  • 382875 2023-002
    Significant Deficiency
  • 959315 2023-001
    -
  • 959316 2023-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $6.08M
84.063 Federal Pell Grant Program $3.31M
84.042 Trio_student Support Services $380,707
84.425 Education Stabilization Fund $322,823
84.007 Federal Supplemental Educational Opportunity Grants $90,000
84.033 Federal Work-Study Program $60,000