Finding 958801 (2023-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-03-20

AI Summary

  • Core Issue: The University failed to return Title IV funds for two students who withdrew, violating federal regulations.
  • Impacted Requirements: Returns of Title IV funds must be processed within 45 days of determining a student's withdrawal, as per 34 CFR Section 668.173(b).
  • Recommended Follow-Up: Implement procedures to ensure accurate R2T4 calculations and timely refunds; management is already updating withdrawal processes for better compliance.

Finding Text

2023-001 Treatment of Title IV Funds when a Student Withdraws (Significant Deficiency) Department of Education, SFA Cluster Criteria: Returns of Title IV funds are required to be deposited or transferred into the SFA account or electronic fund transfers initiated to the Department of Education as soon as possible, but no later than 45 days after the date the institution determines that the student withdrew in accordance with 34 CFR Section 668.173(b). Condition: Nine of seventeen students selected for withdrawal testing for the 2022-2023 academic year required a return of funds to the Department of Education. Calculation of R2T4 forms for two students were not completed when they were in fact due a refund. Cause: The University does not have adequate procedures in place to ensure students’ R2T4 are calculated properly. Effect: The University failed to return Title IV funds to two students when they were due a refund. Recommendation: We recommend the University put procedures in place to ensure R2T4 forms are filed correctly, and refunded aid due is credited to the student’s account. Management Response: The University is modifying the withdrawal procedure to provide more specific rules and instructions related to R2T4 requirements and timeliness. A shared document has been created in order to identify and monitor students who have withdrawn and are due a refund to ensure that refunds are made in a timely manner.

Categories

Student Financial Aid Significant Deficiency

Other Findings in this Audit

  • 382359 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $8.45M
84.063 Federal Pell Grant Program $4.17M
84.425 Education Stabilization Fund $495,836
84.031 Higher Education_institutional Aid $325,801
84.007 Federal Supplemental Educational Opportunity Grants $270,302
84.033 Federal Work-Study Program $66,915