Finding 957398 (2023-005)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2023
Accepted
2024-03-18
Audit: 295695
Auditor: Forvis

AI Summary

  • Core Issue: Lack of documented review and approval for 13 out of 26 tested expenditures.
  • Impacted Requirements: Compliance with internal controls over allowable costs as per Uniform Guidance.
  • Recommended Follow-up: Ensure all expenditures have documented approvals before processing to prevent unallowable costs.

Finding Text

Activities Allowed or Unallowed and Allowable Costs/Cost Principles (Repeat Finding 2022-011) U.S. Department of Education / Passed-through Opportunity 180 Federal Assistance Listing Number 84.282B – Charter Schools Award Number S282A200009-20A, Subgrantee Number CSP-2021-56278, Award Date April 1, 2021–August 31, 2023 Criteria – Management is responsible for internal controls over compliance with Activities Allowed or Unallowed and Allowable Costs/Cost Principles in accordance with the Uniform Guidance. Condition – 13 of the expenditures tested did not have evidence of review and approval prior to the expenditure. Questioned Costs – None Context/Sampling – A non-statistical sample of 26 expenditures out of 170 expenditures was selected for testing. Cause – The School did not have adequate internal controls to ensure review of costs charged to the program occurred and was documented. Effect or Potential Effect – Unallowable costs may be charged to the program and submitted for reimbursement and not detected by the School. Recommendation – We recommend that the School document review and approval of all expenditures to ensure compliance with the Uniform Guidance. Views of Responsible Officials and Planned Corrective Actions – A process was put in place in May 2023 to ensure that all principal approvals are documented in writing or electronic approval in the system, which can be date stamped by the system. Payroll will not be run, nor grant reimbursement requests submitted, until proper approval is received.

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 380956 2023-005
    Material Weakness Repeat
  • 380957 2023-006
    Significant Deficiency
  • 380958 2023-006
    Significant Deficiency
  • 380959 2023-006
    Significant Deficiency
  • 380960 2023-006
    Significant Deficiency
  • 380961 2023-006
    Significant Deficiency
  • 380962 2023-006
    Significant Deficiency
  • 380963 2023-006
    Significant Deficiency
  • 380964 2023-007
    Material Weakness Repeat
  • 380965 2023-008
    Material Weakness
  • 380966 2023-008
    Material Weakness
  • 957399 2023-006
    Significant Deficiency
  • 957400 2023-006
    Significant Deficiency
  • 957401 2023-006
    Significant Deficiency
  • 957402 2023-006
    Significant Deficiency
  • 957403 2023-006
    Significant Deficiency
  • 957404 2023-006
    Significant Deficiency
  • 957405 2023-006
    Significant Deficiency
  • 957406 2023-007
    Material Weakness Repeat
  • 957407 2023-008
    Material Weakness
  • 957408 2023-008
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.282 Charter Schools $562,187
84.425 Education Stabilization Fund $179,783
84.367 Improving Teacher Quality State Grants $38,038
10.555 National School Lunch Program $34,740
10.553 School Breakfast Program $32,923
84.027 Special Education_grants to States $14,083
10.565 Commodity Supplemental Food Program $1,147
94.243 Advancing Wellness and Resiliency in Education (project Aware) $350