Finding 952005 (2022-004)

Significant Deficiency Repeat Finding
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2024-03-12
Audit: 294652
Auditor: Rsm US LLP

AI Summary

  • Core Issue: The Authority did not maintain required documentation to verify participant eligibility for the Housing Choice Voucher Program.
  • Impacted Requirements: Compliance with CFR Title 24, which mandates documentation like income certificates and citizenship declarations.
  • Recommended Follow-Up: Provide refresher training for Housing Specialists and ensure all eligibility documents are properly maintained for accuracy in reporting to HUD.

Finding Text

Finding 2022-004: Eligibility Determination and Documentation Federal Agency: U.S. Department of Housing and Urban Development Program Name: Housing Voucher Cluster Assistance Listing Number: 14.871, 14.879 Award Year: April 1, 2021 - March 31, 2022 Program Expenditures: $150,680,972 Questioned Costs: None Condition: The Authority failed to obtain, verify, and/or maintain required documentation to indicate participants’ eligibility under the Housing Choice Voucher Program in tenants’ files as required under CFR Title 24: Housing and Urban Development. Criteria: Under the Code of Federal Regulations (CFR) Title 24: Housing and Urban Development, the Authority (as a PHA) is required to obtain, verify, and/or maintain the documents listed below to document participants’ eligibility: a. Certification of Application/Renewal b. Certificate of Income c. General Authority of Release Information d. Declaration of Citizenship or Eligible Immigration Status (such as birth certificate, social security card, etc.) Cause: The Authority did not properly file documentation for the eligibility determinations. Effect: Not maintaining appropriate documentation in the files limits the Authority's ability to demonstrate compliance with eligibility requirements and could lead to reduced funding. Context: Out of a total sample size of 60 program participants, the following exceptions were noted:  In the Annual Reexamination of two program participants, executed Housing Assistance Payments contract was not part of the active tenant file. Repeat Finding: Yes, 2021-002, 2020-001 Recommendation: We recommend the Authority to provide refresher trainings to Housing Specialists on the basis eligibility criteria to conduct training updates and implement eligibility processing standards of the program. We also recommend the Authority to properly maintain supporting documents for every Annual and Interim Reexaminations in order to ensure the accuracy and consistency of the information collected on the Family Report (HUD-50058) submitted to U.S. Department of Housing and Urban Development (HUD). Per Form HUD-50058 Instruction Booklet, the data collected on the form is to be provided to HUD with a picture of the people who participate in the subsidized housing programs. Public Housing Agencies (PHAs) collect and electronically submit information contained on the Form HUD-50058 to HUD. The Public and Indian Housing Information Center (PIC) system then captures this information and creates reports used to:  Analyze the subsidized housing programs  Monitor PHAs  Detect fraud, and;  Provide information to Congress and other interested parties View of responsible officials: Management concurs with the finding. See corrective action plan for additional information.

Categories

HUD Housing Programs Eligibility

Other Findings in this Audit

  • 375563 2022-004
    Significant Deficiency Repeat
  • 375564 2022-004
    Significant Deficiency Repeat
  • 375565 2022-004
    Significant Deficiency Repeat
  • 375566 2022-004
    Significant Deficiency Repeat
  • 375567 2022-005
    Significant Deficiency Repeat
  • 375568 2022-005
    Significant Deficiency Repeat
  • 375569 2022-005
    Significant Deficiency Repeat
  • 375570 2022-005
    Significant Deficiency Repeat
  • 375571 2022-006
    Significant Deficiency Repeat
  • 375572 2022-006
    Significant Deficiency Repeat
  • 375573 2022-006
    Significant Deficiency Repeat
  • 375574 2022-006
    Significant Deficiency Repeat
  • 375575 2022-006
    Significant Deficiency Repeat
  • 952006 2022-004
    Significant Deficiency Repeat
  • 952007 2022-004
    Significant Deficiency Repeat
  • 952008 2022-004
    Significant Deficiency Repeat
  • 952009 2022-005
    Significant Deficiency Repeat
  • 952010 2022-005
    Significant Deficiency Repeat
  • 952011 2022-005
    Significant Deficiency Repeat
  • 952012 2022-005
    Significant Deficiency Repeat
  • 952013 2022-006
    Significant Deficiency Repeat
  • 952014 2022-006
    Significant Deficiency Repeat
  • 952015 2022-006
    Significant Deficiency Repeat
  • 952016 2022-006
    Significant Deficiency Repeat
  • 952017 2022-006
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
21.023 Emergency Rental Assistance Program $135.39M
14.871 Section 8 Housing Choice Vouchers $4.21M
14.872 Public Housing Capital Fund $1.04M
14.896 Family Self-Sufficiency Program $190,418
14.850 Low Rent Public Housing $98,734
14.879 Mainstream Vouchers $18,423