Finding 950805 (2023-002)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-03-07
Audit: 293973
Organization: Steps, Inc. (VA)

AI Summary

  • Core Issue: Monthly financial and program information was not provided to the Board of Directors and policy council, violating grant requirements.
  • Impacted Requirements: The Head Start Agency must share accurate financial data monthly to comply with special tests and provisions of the grant.
  • Recommended Follow-Up: Management should ensure timely recording and review of financial activities to maintain monthly reporting to governing bodies, which is now being addressed starting August 2023.

Finding Text

2023-002 Head Start Program – Assistance Listing No. 93.600; Grant No. 03CH012094; Grant period: Year ended July 31, 2023 Criteria: A Head Start Agency must share accurate and regular financial information with the governing body and the policy council, including monthly financial statements, including credit card expenditures, monthly program information, and the financial audit. Condition: Financial and program information was not being provided on a monthly basis to the Board of Directors and the policy council. Cause: The Board of Directors and the Board’s finance committee received program information, financial statements and enrollment reports quarterly instead of monthly. Effect: The absence of monthly financial reports being provided to the Board of Directors resulted in STEPS not being in compliance with the special tests and provisions requirements of the Head Start grant. There are no questioned costs as a result of failing to meet this requirement. Recommendation: Management should record and review financial activity in a timely manner to allow for the reports and other information to be provided to the governing bodies on a monthly basis as required by the grant. Views of Responsible Officials and Planned Corrective Action: Management agrees with the auditor’s recommendation, and the following action was taken to improve the situation. Starting in August 2023, the Board of Directors receives a monthly packet approved by the STEPS Head Start Policy Council that contains all necessary monthly financial and program requirements.

Categories

Special Tests & Provisions

Other Findings in this Audit

  • 374363 2023-002
    Significant Deficiency
  • 374364 2023-001
    Material Weakness
  • 950806 2023-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.600 Head Start $299,986
93.569 Community Services Block Grant $276,188
17.235 Senior Community Service Employment Program $265,468
14.231 Emergency Solutions Grant Program $236,089
10.558 Child and Adult Care Food Program $232,564
93.558 Temporary Assistance for Needy Families $166,666