Finding 950785 (2023-001)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2023
Accepted
2024-03-07

AI Summary

  • Core Issue: Thirteen annual recertifications were late, one was missing, and one income was miscalculated, indicating a significant compliance deficiency.
  • Impacted Requirements: Noncompliance with federal regulations and internal guidelines for maintaining tenant files.
  • Recommended Follow-Up: Complete overdue recertifications and enhance monitoring and training for staff to improve compliance.

Finding Text

Finding 2023-001 – Moving To Work Demonstration Tenant Files – Eligibility – Internal Control over Tenant Files – Noncompliance and Significant Deficiency Moving To Work Demonstration - subsidy ALN 14.881 Condition & Cause: Our review of two hundred (200) Moving To Work tenant files revealed that there were thirteen (13) annual recertifications completed late, one (1) annual recertification that was not completed, and one (1) miscalculation of annual income, which represents 7.5% of the total files examined. We noted that the Agency experienced difficulty in hiring and retaining staff and operated with several employee vacancies throughout the fiscal year. Based upon this control deficiency encountered with our sample, we believe the Housing Authority has a significant deficiency in this area of compliance. Criteria: The Code of Federal regulations, the Housing Authority’s ACOP, Admin Plan, MTW Plan, and specific HUD guidelines in documenting and maintaining the Public Housing and Housing Choice Voucher tenant files. Recommendation: We recommend that the Agency identify the annual recertifications that are past or near due and complete these reexaminations. We also recommend that the Agency increase their monitoring and review of the Moving To Work files to determine whether occupancy specialists need additional training or procedures added to ensure compliance. Questioned Costs: None Repeat Finding: No Was sampling statistically valid? Yes Views of responsible officials: The PHA agrees with the results of the audit and recommendations.

Categories

HUD Housing Programs Subrecipient Monitoring Eligibility Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 374343 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.881 Moving to Work Demonstration Program $23.99M
14.879 Mainstream Vouchers $1.00M
14.871 Section 8 Housing Choice Vouchers $872,910
14.870 Resident Opportunity and Supportive Services - Service Coordinators $175,448
14.238 Shelter Plus Care $167,319
14.850 Public and Indian Housing $33,705