Finding 948712 (2023-004)

Significant Deficiency
Requirement
N
Questioned Costs
$1
Year
2023
Accepted
2024-03-05

AI Summary

  • Core Issue: The University failed to return a student refund check of $41.00 within the required 240-day period.
  • Impacted Requirements: This finding violates 34 CFR 668.164(h)(2), which mandates returning uncashed checks to the Department of Education.
  • Recommended Follow-Up: The University should update its procedures for handling outstanding student refund checks to ensure compliance with federal requirements.

Finding Text

Federal Agency: U.S. Department of Education Federal Program Name: Student Financial Aid Cluster Assistance Listing Number: Various Federal Award Identification Number and Year: N/A Pass-Through Agency: N/A Pass-Through Number(s): N/A Award Period: 2022-2023 Type of Finding: Significant Deficiency in Internal Control over Compliance and Other Matters Criteria or Specific Requirement: The Code of Federal Regulations, 34 CFR 668.164(h)(2) states that an institution that attempts to disburse funds by check and the check is not cashed, the institution must return the funds to the Secretary no later than 240 days after the date it issued that check. Condition: During our testing, we noted one check totaling $41.00 related to student refunds of Title IV federal financial aid were outstanding more than 240 days as of August 31, 2023 Questioned Costs: $41.00. Context: There was one outstanding check for $41.00 related to student refunds of Title IV federal financial aid outstanding more than 240 days. Cause: Management was not aware of the requirement to return checks that are not cashed within 240 days. Effect: The University is not in compliance with Department of Education requirements that all student refund checks that are outstanding for more than 240 days be returned to the Department. Repeat Finding: No Recommendation: We recommend that the University review its procedures related to outstanding student refund checks to ensure they are being returned to the Department of Education after 240 days. Views of Responsible Officials: There is no disagreement with the audit finding.

Categories

Questioned Costs Student Financial Aid Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 372257 2023-001
    Significant Deficiency Repeat
  • 372258 2023-001
    Significant Deficiency Repeat
  • 372259 2023-001
    Significant Deficiency Repeat
  • 372260 2023-001
    Significant Deficiency Repeat
  • 372261 2023-001
    Significant Deficiency Repeat
  • 372262 2023-002
    Significant Deficiency
  • 372263 2023-002
    Significant Deficiency
  • 372264 2023-002
    Significant Deficiency
  • 372265 2023-002
    Significant Deficiency
  • 372266 2023-002
    Significant Deficiency
  • 372267 2023-004
    Significant Deficiency
  • 372268 2023-004
    Significant Deficiency
  • 372269 2023-004
    Significant Deficiency
  • 372270 2023-004
    Significant Deficiency
  • 372271 2023-004
    Significant Deficiency
  • 372272 2023-003
    Significant Deficiency Repeat
  • 948699 2023-001
    Significant Deficiency Repeat
  • 948700 2023-001
    Significant Deficiency Repeat
  • 948701 2023-001
    Significant Deficiency Repeat
  • 948702 2023-001
    Significant Deficiency Repeat
  • 948703 2023-001
    Significant Deficiency Repeat
  • 948704 2023-002
    Significant Deficiency
  • 948705 2023-002
    Significant Deficiency
  • 948706 2023-002
    Significant Deficiency
  • 948707 2023-002
    Significant Deficiency
  • 948708 2023-002
    Significant Deficiency
  • 948709 2023-004
    Significant Deficiency
  • 948710 2023-004
    Significant Deficiency
  • 948711 2023-004
    Significant Deficiency
  • 948713 2023-004
    Significant Deficiency
  • 948714 2023-003
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $27.75M
84.038 Federal Perkins Loans Outstanding at 9/1/2021 $1.14M
84.063 Federal Pell Grant Program $377,774
84.033 Federal Work-Study Program $224,506
84.007 Federal Supplemental Educational Opportunity Grants $21,364
84.425 Education Stabilization Fund $1,104