Finding 946182 (2023-002)

-
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-02-20
Audit: 291202
Organization: Loras College (IA)

AI Summary

  • Core Issue: The College submitted incorrect data in the FISAP report, affecting funding eligibility.
  • Impacted Requirements: Compliance with Title IV regulations and accurate reporting of expenditures for the 2021–2022 award year.
  • Recommended Follow-up: Review and strengthen internal controls and procedures for FISAP reporting to ensure accuracy before submission.

Finding Text

Criteria: The College is required to submit ED Form 646-1, Fiscal Operations Report and Application to Participate (FISAP) (OMB No. 1845-0030) – This electronic report is submitted annually to receive funds for the campus-based programs. The institution uses the Fiscal Operations Report portion to report its expenditures in the previous award year and the Application to Participate portion to apply for the following year. By October 1, 2022, the institution should submit its FISAP that includes the Fiscal Operations Report for the award year 2021–2022 and the Application to Participate for the 2022–2023 award year (FWS, FSEOG 34 CFR 673.3; Fiscal Operations Report and Application to Participate Instructions). Condition/Context: For Part III, Fiscal Operations Report, line 5.3 reflected an amount lent of $481,714 and the underlying support reflects this amount as $200,550. Line 5.4 reflected an amount lent of $21,905,651, and the support reflects this amount as $481,714. The sample was not a statistically valid sample. Questioned Costs: Not applicable Cause: The College’s internal controls related to the preparation and review of the annual FISAP report was not effective to catch the errors in the reporting on a timely basis. Effect: The College reported incorrect information on the FISAP report to the Department of Education. Recommendation: It is recommended that the College review policies and procedures in place to ensure accurate reporting to comply with Title IV regulations. Management’s Response: Management has reviewed procedures and policy for accurate FISAP reporting to be in compliance with federal regulations. The College will conduct review by the Loras College alternative responsible official prior to final submission of the FISAP to be sure data inputs are accurate.

Categories

Student Financial Aid Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 369739 2023-001
    Significant Deficiency
  • 369740 2023-002
    -
  • 946181 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Loan Program $6.53M
84.038 Federal Perkins Loan Program $1.81M
84.063 Federal Pell Grant Program $1.42M
84.007 Federal Supplemental Educational Opportunity Grant Program $196,904
84.033 Federal Work-Study Program $149,836
47.076 Stem Education $137,997
45.162 Promotion of the Humanities Teaching and Learning Resources and Curriculum Development $99,604
84.379 Teacher Education Assistance for College and Higher Education Grants $24,348
00.U10 From Dubuque to the Big Leagues $1,487
45.149 Promotion of the Humanities Division Or Preservation and Access $1,200