Finding 945841 (2021-004)

Material Weakness
Requirement
AB
Questioned Costs
$1
Year
2021
Accepted
2024-02-15
Audit: 290596
Organization: So Consortium (OH)

AI Summary

  • Core Issue: Costs charged to the WIOA Cluster lacked invoice support, totaling $11,484, making it unclear if they are allowable.
  • Impacted Requirements: Compliance with 2 CFR § 200 Subpart E is at risk due to inadequate documentation for federal expenditures.
  • Recommended Follow-Up: Ensure all expenditures have proper support documentation and reconcile accounting records with the federal schedule to prevent questioned costs.

Finding Text

2 CFR § 2900.4 gives regulatory effect to the Department of Labor for 2 CFR § 200 Subpart E which outlines allowable costs principles. This guidance provides that for a cost to be allowable, it must (1) be for a purpose the specific award permits and (2) fall within 2 CFR 200 Subpart E - Cost Principles. WIOA, 128 Stat. 1525 et seq. outlines the various allowable activities for this program. During testing of fiscal year 2021, there were costs charged to the WIOA Cluster that were not supported by invoices. The total amount tested that had no invoice support was $11,484 between 4 different checks. Thus, we could not determine if these costs were allowable or not. Failure to maintain adequate support documentation for federal expenditures could result in costs being disallowed by the grantor. Support should be maintained for all expenditures to ensure that each expenditure charged to the program is for an allowable activity/cost. It is likely that the projected expenditure amount is in excess of $25,000 and therefore is considered questioned costs under 2 CFR § 200.516. In addition to this issue, we could not determine if the expenditures in total for this program were supported by the accounting system records since we could not reconcile between the accounting system and the federal schedule. See Finding 2021-003 above for this issue in detail.

Categories

Questioned Costs Allowable Costs / Cost Principles

Other Findings in this Audit

  • 369391 2021-003
    Material Weakness
  • 369392 2021-003
    Material Weakness
  • 369393 2021-003
    Material Weakness
  • 369394 2021-003
    Material Weakness
  • 369395 2021-006
    Material Weakness
  • 369396 2021-006
    Material Weakness
  • 369397 2021-006
    Material Weakness
  • 369398 2021-006
    Material Weakness
  • 369399 2021-004
    Material Weakness
  • 369400 2021-004
    Material Weakness
  • 369401 2021-004
    Material Weakness
  • 369402 2021-005
    Material Weakness
  • 945833 2021-003
    Material Weakness
  • 945834 2021-003
    Material Weakness
  • 945835 2021-003
    Material Weakness
  • 945836 2021-003
    Material Weakness
  • 945837 2021-006
    Material Weakness
  • 945838 2021-006
    Material Weakness
  • 945839 2021-006
    Material Weakness
  • 945840 2021-006
    Material Weakness
  • 945842 2021-004
    Material Weakness
  • 945843 2021-004
    Material Weakness
  • 945844 2021-005
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
17.278 Wia Dislocated Worker Formula Grants $1.17M
17.277 Workforce Investment Act (wia) National Emergency Grants $1.09M
17.258 Wia Adult Program $1.09M
17.259 Wia Youth Activities $683,722
17.286 Hurricanes and Wildfires of 2017 Supplemental– National Dislocated Worker Grants $413,812
93.788 Opioid Str $41,897
17.207 Employment Service/wagner-Peyser Funded Activities $34,875
17.225 Unemployment Insurance $9,879
17.245 Trade Adjustment Assistance $6,159