Finding 943165 (2023-004)

Significant Deficiency
Requirement
H
Questioned Costs
$1
Year
2023
Accepted
2024-02-09

AI Summary

  • Core Issue: Costs were incurred after the grant's end date, violating compliance requirements.
  • Impacted Requirements: Federal Compliance Supplement mandates that expenses should not exceed the period of performance.
  • Recommended Follow-Up: Review voucher dates carefully to ensure all activities align with the correct grant period.

Finding Text

2023 – 004 Period of Performance Federal Agency: US Department of Education Federal Program Name: Special Education - Grants for Infants and Families Assistance Listing Number: 84.181A Federal Award Identification Number and Year: H181X210125-21A & H181A210125 Award Period: 7/1/21-09/30/22 Type of Finding: Significant Deficiency in Internal Control over Compliance and Other Matters Criteria or specific requirement: Part 4 of the Federal Compliance Supplement states that costs under a grant should not be incurred after the period of performance end date. Condition: During our testing of 8 vouchers, 4 had costs incurred after the grant end date. Additionally, 1 voucher was not paid within the liquidation period of 120 days after the period of performance. Questioned costs: $32,998.27 Context: We tested 18 vouchers, 4 contained exceptions Cause: Management oversight with regard to recording the activity to the correct grant award. Effect: Noncompliance with period of performance Repeat Finding: No Recommendation: We recommend the program thoroughly review the dates on vouchers to ensure the activity is recorded to the right grant award based on the period of performance. Views of responsible officials: There is no disagreement with the audit finding.

Categories

Questioned Costs Internal Control / Segregation of Duties Period of Performance Significant Deficiency

Other Findings in this Audit

  • 366723 2023-004
    Significant Deficiency
  • 366724 2023-005
    Significant Deficiency
  • 366725 2023-002
    Material Weakness Repeat
  • 366726 2023-003
    Significant Deficiency Repeat
  • 943166 2023-005
    Significant Deficiency
  • 943167 2023-002
    Material Weakness Repeat
  • 943168 2023-003
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
93.575 Child Care and Development Block Grant $41.64M
10.558 Child and Adult Care Food Program $36.79M
93.596 Child Care Mandatory and Matching Funds of the Child Care and Development Fund $31.53M
93.558 Temporary Assistance for Needy Families $18.77M
84.181A Special Education-Grants for Infants and Families $3.24M
84.425C Education Stabilization Fund $1.83M
10.560 State Administrative Expenses for Child Nutrition $1.32M
93.778 Medical Assistance Program $924,624
84.181X Family, Infant and Toddler with Disabilities-American Rescue Plan $773,661
93.434 Every Student Succeeds Act/preschool Development Grants $599,502
93.870 Maternal, Infant and Early Childhood Home Visiting Grant $379,559
93.110 Maternal and Child Health Federal Consolidated Programs $229,841
93.600 Head Start $105,189
10.559 Summer Food Service Program for Children $54,405