Finding 94087 (2022-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-03-29
Audit: 83940
Organization: Calvin University (MI)

AI Summary

  • Core Issue: The University failed to post HEERF Quarterly Reporting Forms correctly on its website, violating federal reporting requirements.
  • Impacted Requirements: The CARES Act and ARP Act mandate separate quarterly reports, which must not be cumulative and should be easily accessible online.
  • Recommended Follow-up: Implement stronger controls to ensure compliance with all federal grant reporting requirements moving forward.

Finding Text

Assistance Listing Number, Federal Agency, and Program Name - Education Stabilization Fund - ALN 84.425 - Department of Education Federal Award Identification Number and Year - P425F201775 Pass through Entity - None Finding Type - Significant deficiency and material noncompliance with laws and regulations Repeat Finding - No Criteria - CARES Act 18004(e) and the CRRSAA 314(e) require an institution receiving funds under HEERF I and HEERF II to submit a report to the secretary at such time in such a manner as the secretary may require. ARP Act 2003 specifies that the same terms and conditions of CRRSAA 314 apply to HEERF III funds. While the acts do not explicitly identify procedures by which institutions must report on their uses of HEERF grant funds, pursuant to these requirements, the Department of Education required quarterly public reporting of student portion and institutional portion awards and an annual report. Additionally, the quarterly reports should be conspicuously posted on the institution?s website as separate documents by quarter and should not be cumulative. Condition - The University did not properly post the HEERF Quarterly Reporting Form by quarter to its website. Additionally, for the HEERF Quarterly Reporting Forms that were posted to its website, the student and institutional expenditures were reported cumulative. Questioned Costs - N/A Identification of How Questioned Costs Were Computed - N/A Context - The University only posted the the December 31, 2021 HEERF Quarterly Reporting Forms to its website for its fiscal year ended June 30, 2022 and the expenditures included in these reports were cumulative. Cause and Effect - There were inadequate controls implemented to ensure that the required information was properly made available on the University's website and that reports were prepared accurately. Recommendation - The University should implement additional controls to ensure reporting requirements for federal grants are complied with in all instances.

Corrective Action Plan

Finding Number: 2022-001 Condition: The University did not properly post the HEERF Quarterly Reporting Form by quarter to its website. Additionally, for the HEERF Quarterly Reporting Forms that were posted to its website, the student and institutional expenditures were reported cumulative. Planned Corrective Action: The University will correct the HEERF Quarterly Reporting Forms to post each individual quarter to its website and ensure the student and institutional expenditures included in the reports reflect the individual quarter expenditures and are not cumulative. Contact person responsible for corrective action: Beth Dyksta Anticipated Completion Date: April 30, 2023

Categories

Reporting Significant Deficiency

Other Findings in this Audit

  • 670529 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $9.30M
84.425 Covid-19 - Education Stabilization Fund $3.41M
84.063 Federal Pell Grant Program $2.22M
84.038 Federal Perkins Loans $1.42M
84.033 Federal Work-Study Program $486,321
84.007 Federal Supplemental Educational Opportunity Grants $406,184
66.460 Nonpoint Source Implementation Grants $389,982
47.076 Education and Human Resources $265,156
45.162 Promotion of the Humanities_teaching and Learning Resources and Curriculum Development $260,589
84.407 Transition Programs for Students with Intellectual Disabilities Into Higher Education $207,528
84.042 Trio_student Support Services $205,174
93.855 Allergy, Immunology and Transplantation Research $76,498
66.469 Great Lakes Program $68,766
93.136 Injury Prevention and Control Research and State and Community Based Programs $67,800
84.016 Undergraduate International Studies and Foreign Language Programs $65,480
15.662 Great Lakes Restoration $55,702
47.049 Mathematical and Physical Sciences $50,883
47.074 Biological Sciences $47,546
47.041 Engineering $32,539
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $27,818
12.300 Basic and Applied Scientific Research $18,080
10.664 Cooperative Forestry Assistance $17,233
43.008 Education $15,752
45.025 Promotion of the Arts_partnership Agreements $15,623
45.129 Promotion of the Humanities_federal/state Partnership $10,441
16.525 Grants to Reduce Domestic Violence, Dating Violence, Sexual Assault, and Stalking on Campus $2,863
45.161 Promotion of the Humanities_research $381