Finding 8827 (2023-004)

Material Weakness
Requirement
B
Questioned Costs
$1
Year
2023
Accepted
2024-01-17

AI Summary

  • Core Issue: Unallowable costs for the EDA Cares Planning Grant and Revolving Loan Fund were not identified on time or accurately.
  • Impacted Requirements: GEODC staff must have adequate knowledge of federal funding program requirements to ensure compliance with grant documents.
  • Recommended Follow-Up: GEODC should enhance controls by ensuring staff have the necessary knowledge before accepting federal funding to comply with all requirements.

Finding Text

U. S. Department of Commerce, COVID-19 EDA CARES RLF and Planning Grant, Listing Number 11.307 2023-04 Material Weakness: Unallowable costs for the EDA Cares Planning Grant and EDA Cares Revolving Loan Fund were not identified in a timely or accurate manner. Criteria: GEODC staff are required to have or obtain adequate knowledge of federal funding program requirements that will allow them to spend funding in accordance with all compliance requirements set forth in grant documents. Condition: Federal funds were not spent in align with the original Scope of Work and within the project period dates specified in the grant documents. Cause: GEODC staff did not have adequately comply with federal funding compliance requirements within their control. Effect: This has resulted in a material weakness in internal control over compliance pertaining to Activities Allowed/Allowable Costs being reported in the audit reporting package. Context: The grant period has ended for this particular funding but GEODC administers many contracts and grants for which adequate knowledge of funding requirements are needed. Recommendation: We recommend GEODC improve controls over compliance with Activities Allowed/Allowable Costs by accepting federal funding only when staff have or can obtain adequate knowledge of program requirements that will enable them to spend funding in accordance with all federal compliance requirements. Views of Responsible Officials and Planned Corrective Actions: GEODC staff are in agreement with the recommendation and will improve internal controls over compliance with Activities Allowed/Allowable Costs by accepting federal funding only when staff have or can obtain adequate knowledge of program requirements that will enable them to spend funding in accordance with all federal compliance requirements.

Categories

Questioned Costs Allowable Costs / Cost Principles Material Weakness Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 8824 2023-003
    Material Weakness
  • 8825 2023-003
    Material Weakness
  • 8826 2023-004
    Material Weakness
  • 8828 2023-005
    Material Weakness
  • 8829 2023-006
    Material Weakness
  • 585266 2023-003
    Material Weakness
  • 585267 2023-003
    Material Weakness
  • 585268 2023-004
    Material Weakness
  • 585269 2023-004
    Material Weakness
  • 585270 2023-005
    Material Weakness
  • 585271 2023-006
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
11.302 Economic Development_support for Planning Organizations $112,500
10.767 Intermediary Relending Program $74,200
11.307 Economic Adjustment Assistance $68,014
10.769 Rural Business Enterprise Grants $18,119