Finding 8542 (2023-005)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2023
Accepted
2024-01-15
Audit: 11536
Organization: School District of Sevastopol (WI)

AI Summary

  • Core Issue: The District failed to document procedures for verifying if vendors are suspended or debarred.
  • Impacted Requirement: Compliance with 2 CFR Section 200.214 regarding suspension and debarment regulations.
  • Recommended Follow-Up: Implement a policy to check vendor status using sam.gov before transactions, as per Uniform Guidance.

Finding Text

Federal Agency: United State Department of Agriculture Federal Program Name: Child Nutrition Cluster Assistance Listing Number: 10.553 and 10.555 Pass-Through Agency: Wisconsin Department of Public Instruction Pass-Through Numbers: 2023-155130-SB-546; 2023-155130-NSL-547 Award Period: 07/01/2022 – 06/30/2023 Compliance Requirement Affected: Suspension and Debarment Type of Finding Significant deficiency in internal control over compliance Condition District did not document procedures for verification of suspension and debarment of vendors. Questioned Costs None. Criteria 2 CFR Section 200.214 requires non-federal entities to follow suspension and debarment regulations outlined in 2 CFR part 180. When a nonfederal entity enters into a covered transaction with an entity at a lower tier, the nonfederal entity must verify that the entity, as defined in 2 CFR section 180.995 and agency adopting regulations, is not suspended or debarred or otherwise excluded from participating in the transaction. Context The District did not review 1 of 2 vendors tested in our sample to ensure they were not suspended or debarred when initiating covered transactions in the current year. Cause The District does not have a policy or procedure in place to check if a vendor is debarred or suspended. Effect The District could contract with a vendor that has been suspended or debarred from receiving federal funds.Repeat Finding No Recommendation We recommend the District use sam.gov listing to review clients at the beginning of the year or before a transaction is incurred in accordance with Uniform Guidance requirements. Views of Responsible Officials There is no disagreement with the audit finding.

Categories

Procurement, Suspension & Debarment Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 8537 2023-003
    Material Weakness Repeat
  • 8538 2023-003
    Material Weakness Repeat
  • 8539 2023-004
    Significant Deficiency Repeat
  • 8540 2023-004
    Significant Deficiency Repeat
  • 8541 2023-005
    Significant Deficiency
  • 584979 2023-003
    Material Weakness Repeat
  • 584980 2023-003
    Material Weakness Repeat
  • 584981 2023-004
    Significant Deficiency Repeat
  • 584982 2023-004
    Significant Deficiency Repeat
  • 584983 2023-005
    Significant Deficiency
  • 584984 2023-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $243,216
84.027 Special Education_grants to States $147,310
10.555 National School Lunch Program $146,752
84.010 Title I Grants to Local Educational Agencies $69,277
93.778 Medical Assistance Program $53,337
84.358 Rural Education $43,468
10.553 School Breakfast Program $15,013
84.367 Improving Teacher Quality State Grants $13,001
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $12,035
84.424 Student Support and Academic Enrichment Program $10,000
84.173 Special Education_preschool Grants $7,334
10.559 Summer Food Service Program for Children $6,152
84.048 Career and Technical Education -- Basic Grants to States $3,800
84.060 Indian Education_grants to Local Educational Agencies $847