Finding 8523 (2022-102)

Significant Deficiency
Requirement
B
Questioned Costs
-
Year
2022
Accepted
2024-01-15
Audit: 11508
Organization: Greenlee County, Arizona (AZ)

AI Summary

  • Core Issue: The County is not clearly identifying federal expenditures related to the $300,000 transferred to the Road Fund, risking misuse of funds.
  • Impacted Requirements: Compliance with the Uniform Guidance requires specific tracking of federal funding expenditures.
  • Recommended Follow-Up: Implement policies to ensure all federal expenditures are budgeted and easily identifiable to prevent potential misuse.

Finding Text

Federal program information: Funding agencies: U.S. Department of Agriculture Titles: Forest Service Schools and Roads Cluster Assistance Listing Number: 10.665 Award numbers and years: July 1, 2021 through June 30, 2022 Pass-through grantor N/A Compliance Requirements: Allowable Costs/Cost Principles Questioned Costs: None Criteria: The County received $754,090 of Title I funding related to the Forest Service Schools and Roads Cluster. These funds are to be used for public roads and public schools of the County in which the national forest is situated. The Uniform Guidance requires nonfederal entities that receive federal funding to identify in its accounts the specific expenditures that are paid for by each federal assistance program. Condition: During fiscal year 2022, $454,089 of the grant funding was passed through to various schools located within the County and $300,000 was transferred to the County’s Road Fund. Sufficient expenditures appeared to have been incurred in the Road Fund during 2022 that were not funded by other sources to account for the allowable federal expenditures of this $300,000. However, the County does not specifically identify the expenditures incurred that are being allocated to this federal funding. Cause and Effect: The County has typically transferred these funds to the Road Fund and has assumed that all costs incurred within the Road Fund are allowable under the Schools and Roads- Grants to State program. Because these federal expenditures are not separately identified and budgeted each year, there is an increased possibility that federal expenditures could be used for unallowed purposes. Auditors’ Recommendations: The County should establish policies to ensure that all federal expenditures are budgeted and separately identifiable.

Corrective Action Plan

Contact Name: Rene Ontiveros Corrective Action Planned: The County distributes a portion of the SRS funds to the Road department. These SRS budgeted funds are now tracked by a function code when utilized for upcoming road projects. Anticipated Completion Date: March 31, 2024

Categories

Allowable Costs / Cost Principles Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 8522 2022-101
    Significant Deficiency Repeat
  • 8524 2022-101
    Significant Deficiency Repeat
  • 8525 2022-101
    Significant Deficiency Repeat
  • 8526 2022-101
    Significant Deficiency Repeat
  • 8527 2022-101
    Significant Deficiency Repeat
  • 584964 2022-101
    Significant Deficiency Repeat
  • 584965 2022-102
    Significant Deficiency
  • 584966 2022-101
    Significant Deficiency Repeat
  • 584967 2022-101
    Significant Deficiency Repeat
  • 584968 2022-101
    Significant Deficiency Repeat
  • 584969 2022-101
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
10.665 Schools and Roads - Grants to States $754,090
10.904 Watershed Protection and Flood Prevention $259,583
20.106 Airport Improvement Program $194,705
93.069 Public Health Emergency Preparedness $181,750
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $168,620
10.557 Special Supplemental Nutrition Program for Women, Infants, and Children $120,033
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $110,275
21.027 Coronavirus State and Local Fiscal Recovery Funds $88,303
93.994 Maternal and Child Health Services Block Grant to the States $78,494
97.042 Emergency Management Performance Grants $78,435
45.310 Grants to States $61,279
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $48,438
16.738 Edward Byrne Memorial Justice Assistance Grant Program $37,435
93.268 Immunization Cooperative Agreements $34,000
93.667 Social Services Block Grant $24,219
93.569 Community Services Block Grant $21,480
20.600 State and Community Highway Safety $8,689
93.658 Foster Care_title IV-E $2,320